Investment Compliance Analyst

Posted 6 Hours Ago
Be an Early Applicant
Charlotte, NC, USA
In-Office
Junior
HR Tech • Professional Services
The Role
Perform monitoring, surveillance, and testing to ensure compliance with the Investment Company Act of 1940, focusing on personal trading and non-public information surveillance. Identify and document issues, support testing and remediation, and maintain accurate compliance records.
Summary Generated by Built In
Company Description

We're passionate about recruiting and staffing professionals and guarantee the quality of our resources. We provide contract, contract-to-hire and direct hire professionals. We know the best fit requires the right mindset as well as the right skillset. We aspire to exceed our clients' needs by providing individuals who are doing impactful and fulfilling work. 

Job Description

Summary:

We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with 1940 Company Act. 

Qualifications:

• Qualified individuals should have at least one year of experience in Compliance, specifically working with 1940 Act with regard to personal trading and non-public information surveillance and monitoring.

• Excellent attention to detail.

• Bachelor’s Degree is strongly preferred but not required. 

Additional Information

All your information will be kept confidential.

Hubert Magsalin

346-231-7545

Skills Required

  • At least one year of Compliance experience working with the Investment Company Act of 1940, specifically personal trading and non-public information surveillance and monitoring.
  • Excellent attention to detail.
  • Bachelor's degree
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The Company
4,000 Employees

What We Do

PSG Global Solutions is a leading recruiting firm and RPO provider that delivers innovative, customized talent solutions. As the world’s largest and fastest-growing provider of outsourced recruiting support to the global staffing and recruiting industry, they empower employers and healthcare organizations. The company leverages a dedicated global workforce and a best-of-breed technology stack to connect top talent with meaningful work.

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