Intern - Compliance

Posted 10 Days Ago
Be an Early Applicant
Dallas, TX, USA
In-Office
Internship
Fintech
The Role
Summer compliance intern supporting securities compliance functions, report development, data accuracy analysis, workflow documentation, administrative tasks, executive requests, and special projects under compliance management supervision. The role provides hands-on exposure to financial services compliance and requires strong analytical, organizational, communication, and Microsoft Office skills.
Summary Generated by Built In

Hilltop Securities Inc. is currently looking for a qualified student to join our team as a summer intern in our Compliance department in Dallas, TX. This individual will have the opportunity to work closely with various business lines and will gain hands-on experience working in the financial services industry while assisting with key initiatives across the company. This individual will gain exposure to the basic functions in Compliance including research and data analysis.  Our Summer 2027 Internship Program is an in-person experience lasting from May 24, 2027 to July 30, 2027, with opportunities located in downtown Dallas at our HTS Tower location and throughout the country at various branch locations.

Responsibilities
  • Under the supervision of Chief Compliance Officer and other compliance management staff, assist & learn about the various financial service compliance functions
  • Gain insight into processes and activities related to securities compliance processes
  • Assist with build out of essential reports as needed, and identify root cause for current report issues
  • Analyze existing data for accuracy and completion
  • Document process workflows
  • Ad hoc work, which includes interaction and support of requests from c-suite and members of the executive leadership team
  • Provide clerical and administrative support
  • Special projects as requested
  • Performs other duties as assigned
Qualifications
  • Excellent verbal, written and communication skills
  • Proven self-starter who can initiate tasks and follow up to completion to produce high quality results in a timely manner
  • Exceptional time management and organizational skills
  • Exceptional analytical skills; above average attention to detail
  • Advanced knowledge of Microsoft Office (particularly Excel and PowerPoint)
  • Strong analytical and product definition skills
  • Rising senior studying in a related field
  • Candidate MUST have authorization to work for any employer in the US without requiring sponsorship, whether in student status or not 

The above statements are intended to describe the general nature and level of work being performed by individuals in, or assigned to, the above position and are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required, and may be changed at the discretion of the Company.

About UsAt HilltopSecurities, we believe in building noble and collaborative relationships that enrich the financial future of individuals, businesses and communities. With an extensive portfolio of products, we deliver a broad range of investment banking and related financial services that help our clients achieve their definition of success. As a subsidiary of HilltopHoldings, which also encompasses PlainsCapital Bank, and PrimeLending, we have the financial strength and stability that has withstood the test of time. Our nationwide presence in 400 locations across 44 states provides our associates with extensive opportunities to grow their careers in a diverse organization that truly values relationship capital above all else.

Skills Required

  • Excellent verbal, written, and communication skills
  • Self-starter able to initiate tasks and follow through to completion
  • Strong time management and organizational skills
  • Exceptional analytical skills and attention to detail
  • Advanced knowledge of Microsoft Office, particularly Excel and PowerPoint
  • Strong analytical and product definition skills
  • Rising senior studying in a related field
  • Authorization to work for any employer in the United States without sponsorship
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The Company
HQ: Dallas, Texas
2,577 Employees
Year Founded: 1986

What We Do

Experience. Expertise. Extraordinary Results. PrimeLending, a PlainsCapital Company (NMLS: 13649), is a proven powerhouse in home lending, combining personal guidance and local expertise with fast service, more choices and the flexibility to meet homeowners’ unique needs. We’re a national home lender relentlessly focused on empowering our customers to boldly pursue their homeownership goals. Whether a borrower is looking to buy, refinance or renovate a home, the PrimeLending team can help them make smart home financing decisions and have a rewarding experience along the way. Along with our next level service, PrimeLending owns one of the most comprehensive suite of loan products in the industry, which includes renovation, refinancing, jumbo, FHA, VA, fixed-rate and adjustable-rate mortgage loans. We work alongside business partners, including real estate professionals and homebuilders, who trust us to get the job done on time and done right. Delivering on this promise for more than 30 years, we’re proud to consistently earn a 96% customer satisfaction rating and become our homeowners’ lender for life. Whether you are a homeowner or a business partner, we invite you to experience the PrimeLending difference today! Work at PrimeLending Ready to discover your best and unleash your unlimited potential? PrimeLending is always looking for doers, visionaries, entrepreneurs and leaders who welcome the challenge to find out how good they really are. If you’re a mortgage superstar primed to dominate your local market, contact us today or joinprimelending.com to learn how you can join our winning formula. For licensing information go to www.nmlsconsumeraccess.org https://www.primelending.com/legal-disclosures/licensing-disclosures Equal Housing Lender This site is not authorized by NY Dept of Fin Serv. No mortgage loan applications will be accepted through this site.

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