Global Regulatory Reporting Change and Controls Associate

Posted 12 Hours Ago
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Manila, First District NCR, National Capital Region
Hybrid
Senior level
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
As a Global Regulatory Change and Controls Associate, you will manage daily regulatory reporting obligations, identify opportunities for automation, and collaborate with various teams to ensure compliance and improve reporting processes. Responsibilities include executing controls, tracking issues, conducting reviews, and implementing regulatory changes.
Summary Generated by Built In

Job Description
As a Global Regulatory Change and Controls Associate within the Corporate Investment Banking Global Regulatory Change and Controls team, you will be tasked with the execution of daily regulatory obligations and managing exceptions in regulatory reporting controls.
The Regulatory Change and Controls (GRCC) team sits within Corporate and Investment Bank (CIB) Operations and is spread across Asia, EMEA and North America with responsibility for providing oversight, leadership and management of regulatory reporting controls agenda across CIB Operations.
Job Summary:
Your role will involve identifying opportunities for improving and automating reporting, ensuring JPMorgan's complete compliance with legislation from regulators. This position offers you extensive visibility across the Corporate Investment Banking Chief Administrative Officer organization and the opportunity to creatively solve problems on a broad scale. You will collaborate extensively with various Lines of businesses, Legal, Compliance, Audit, Technology, and Corporate Operational Risk.
Job responsibilities:

  1. Execute daily reporting controls to ensure completeness, accuracy, validity and timeliness of regulatory reporting.
  2. Log and track issues or control gaps identified.
  3. Work with Business and Technology to prioritize the requirements by presenting the business case.
  4. Escalate reporting issues to Senior management, Compliance and appropriate Control Forums in a timely manner.
  5. Conduct thematic review of regulatory reporting issues or breaches, and propose the enhancement plans.
  6. Drive and deliver regulatory reporting process changes including automation initiatives.
  7. Perform end to end testing for Regulatory changes.


Required qualifications, capabilities, and skills:

  1. 5 years of experience in execution of Regulatory Reporting controls.
  2. Knowledge of operational processes and controls, with good understanding of risk, controls and quality assurance functions.
  3. Identify source of data, validating data, writing business requirements and testing reports.
  4. Effective communication skills, with an ability to negotiate and influence different levels of stakeholders in CIB LOBs and functional areas.
  5. Ability to collaborate with partners across multiple disciplines, functions and locations
  6. Analytical and problem solving skill with strong sense of ownership and responsibility
  7. Have a proactive, focused approach, looking at continuous ways to improve the control and operational environment.


Preferred qualifications, capabilities, and skills:

  1. Experience in Alteryx or Tableau for improving & automating regulatory reporting controls
  2. Prior experience in executing regulatory reporting controls like completeness, accuracy & timeliness.
  3. Understanding of OTC Derivative products (Credit, Rates, FX, Equities and Commodities)


About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.

Top Skills

Alteryx
Tableau

What the Team is Saying

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Lupe C.
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Dawn T.
Meng M.
The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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