FCA Risk & Compliance Lead

Posted 9 Days Ago
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Nottingham, Nottinghamshire, England, GBR
In-Office
Mid level
Utilities
The Role
The FCA Risk & Compliance Lead supports compliance efforts, oversees governance processes, conducts regulatory reporting, and liaises with stakeholders to ensure adherence to FCA regulations.
Summary Generated by Built In

The FCA Compliance Lead supports the FCA Compliance Manager in ensuring EEISL and any of its IARs or ARs comply with FCA regulation, acting as a specialist and advisor to the business including carrying out 2nd line audit activities to ensure compliance. Acts as a primary point of contact for ARs. Provides guidance, support and advice to stakeholders at all levels. 

Here’s a taste of what you’ll be doing

  • Support the FCA Compliance Manager as required in order to ensure that E.ON and its ARs comply with FCA regulation.
  • Acting as a specialist advisor to the business; collating data and producing reports of findings and recommendations to be provided to senior management and the board.  
  • Develop and oversee governance processes to assess the effectiveness in managing FCA risks, providing assurance that this activity is functioning effectively.
  • Support with inputs for the submission of all regulatory reporting and notifications to the FCA in accordance with their specified timescales
  • Conduct regular horizon scanning of the regulatory landscape to identify and report on regulatory changes, including training roll out as required.
  • Regular review and update of EEISL specific policies.
  • Assisting with financial promotions reviews and feedback to GTM teams.
  • Support business readiness for new FCA permissions.

Are we the perfect match?

  • You have experience working in an FCA regulated environment undertaking credit broking and financial promotions activity and are familiar with the FCA regime and consumer credit legislation.
  • You have experience overseeing ARs, IARs and working with partner lenders.
  • You have an impactful and influential approach, fostering trust and credibility.
  • You are a clear and concise communicator, skilled at engaging senior stakeholders.
  • You take a proactive and collaborative approach, demonstrating the ability to work well across business areas.

It would be great if you had

  • Experience of working in the energy sector.
  • Experience of working with other regulatory bodies including Ofgem, DESNZ and ASA and an understanding of the regulatory frameworks.

Here’s what else you need to know

  • Role may close earlier due to high applications.  

  • Permanent

  • Competitive salary  

  • Location – Nottingham  with travel to our other sites when required. 

  • Excellent parental leave allowance. 

  • Award-Winning Workplace - We’re proud to be named a Sunday Times Best Place to Work 2025 and the Best Place to Work for 16–34-year-olds 

  • Outstanding Benefits - Enjoy 26 days of annual leave plus bank holidays, a generous pension, life cover, bonus opportunities and access to 20 flexible benefits with tax/NI savings 

  • Flexible & Family-Friendly - Our industry-leading hybrid and family-friendly policies earned us double recognition at the Personnel Today Awards 2024. We’re open to discussing how flexibility can work for you 

  • Inclusive & Diverse - We’re the only energy company in the Inclusive Top 50 UK Employers. We’re also proud winners of Best Employer for Women and Human Company of the Yearrecognising our inclusive, people-first culture 

  • Support at Every Stage of Life - We’re Fertility Friendly and Menopause Friendly accredited, with inclusive support for everyone 

  • Accessible & Supportive - Do you consider yourself as having a disability? As a Disability Confident Employer, we guarantee interviews for disabled applicants who meet the minimum criteria for the role and will make any adjustments needed during the process 

  • Invested in Your Growth - From inclusive talent networks to top-tier development programmes, we’ll support your growth every step of the way 

  • For all successful candidates. Due to the nature of this role your employment will be subject to a basic DBS (Disclosure Barring Service) check being carried out by ourselves via a 3rd party service provider 

  • Any questions on the role - please reach out to [email protected]  

  •  At E.ON Next, our customers are our number 1 priority! All Nexties - including our executive team - regularly directly support customers so we stay close to their needs and make better decisions that deliver the best experience

Skills Required

  • Experience working in an FCA regulated environment
  • Familiarity with FCA regime and consumer credit legislation
  • Experience overseeing ARs and IARs
  • Skilled at engaging senior stakeholders
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The Company
London, Leicester & Nottingham
1,316 Employees
Year Founded: 2020

What We Do

At E.ON Next, we’re determined to make new energy work for everyone. We want to do that by helping remove the barriers of the energy transition, so that our customers can reduce both their bills and their environmental impact, by saving CO2. We’re E.ON Next. Join our UK-based team on a mission to bring feel-good energy to everyone

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