Job Description:
The Operations Associate will manage day-to-day operations, including overseeing the settlement process, monitoring operational risks, and contributing to the Operations team of our Australian business. Key responsibilities include:
- Oversight of daily securities settlement and remittance operations, encompassing FX and stock settlement to ensure the accurate and timely execution of all instructions.
- Facilitating client shares transfer process.
- Managing Corporate Actions, both domestically and internationally.
- Vigilantly monitoring operational and risk metrics, promptly escalating potential issues or anomalies.
- Collaborating with customer service and marketing teams to enhance customer experiences.
- Skilfully managing liquidity and minimizing risk in coordination with the finance team.
- Identifying and implementing initiatives to enhance operational processes and reduce risk.
- Close collaboration with compliance teams to maintain a robust AML and KYC program.
- Testing controls to guarantee customers receive exceptional execution quality with venues.
- Formulating, reviewing, and enhancing operational procedures and workflows in response to regulatory changes and business conditions.
- Daily reconciliation of client/exchange/broker trades and positions, along with preparation of daily funding requirements.
- Liaising with clients and counterparties to address settlement issues and resolve discrepancies.
- Active participation in projects and implementation of new business/system enhancements.
- Planning and executing system User Acceptance Testing (UAT).
Requirements
- Minimum 5 years of experience in Operations/Settlement/Remittance gained in financial or brokerage firms, or crypto related context is highly desired;
- Degree holder in Finance, Accounting or related disciplines:
- Sound knowledge of the relevant rules and regulations of ASIC and AUSTRAC;
- Self-motivated, with a good analytical mindset and ability to work under pressure;
- Excellent presentation and problem solving skills;
- Proficient in Excel, Access and Microsoft Office Suite.
Skills Required
- Minimum 5 years of experience in operations, settlement, or remittance within financial, brokerage, or crypto-related firms
- Degree in Finance, Accounting, or a related discipline
- Knowledge of applicable ASIC and AUSTRAC rules and regulations
- Self-motivated with a strong analytical mindset and ability to work under pressure
- Excellent presentation and problem-solving skills
- Proficiency in Excel, Access, and Microsoft Office Suite
Futu Holdings Limited Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Futu Holdings Limited and has not been reviewed or approved by Futu Holdings Limited.
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Healthcare Strength — Health insurance in the U.S. arm is described as strong, with some accounts citing employer-paid premiums for employees. Core medical coverage is listed across U.S. roles.
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Retirement Support — Retirement programs are offered by region, including a U.S. 401(k) with employer contribution and Hong Kong MPF participation. PRC and Singapore roles align with statutory social insurance and CPF-related schemes.
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Equity Value & Accessibility — Equity compensation exists via a group share incentive plan, with some roles in U.S. subsidiaries receiving RSUs at hire. Where granted, equity can meaningfully augment total compensation.
Futu Holdings Limited Insights
What We Do
Futu Holdings Limited (Nasdaq: FUTU) is a leading fintech company committed to transforming the investing experience for investors worldwide. With a global presence across Hong Kong, Singapore, the U.S., Australia, Canada, Japan, Malaysia, and New Zealand, we serve over 26 million users through our one-stop digital platforms, Futubull and moomoo, enabling everyone to become a better investor on the go. At Futu, our mission remains unchanged since day 1: make investing easier and not alone. We empower investors of all levels to confidently navigate the market with all the essential tools and data to achieve their financial goals. Together, we strive to build a world where smarter investing is within reach for all.
