Equities Operations - Regulatory Reporting - Senior Associate

Posted 7 Days Ago
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Mumbai, Maharashtra
Hybrid
7+ Years Experience
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
As a Senior Associate in Equity Operations, you will manage regulatory reporting processes, liaise with various stakeholders, and lead project lifecycle implementations. Your role involves understanding business needs, acquiring knowledge of regulatory frameworks, and ensuring compliance while solving complex problems effectively.
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Job Description
Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Equity Operations team to partner with the Business.
As a Senior Associate in the Equity Operations team, you will need to assume a strong regulation and infrastructure knowledge to ensure a first class service to salespeople, clients and other internal stakeholders. The ability to be flexible and work with different teams to solve complex problems and to bring issues to closure will be critical. You will need to effectively partner with numerous teams such as FO (Trading, Sales, and business management), Legal, Compliance, Middle Office and IB wide PMO teams on a daily basis.
Job responsibilities:

  • Facilitating discussions to understand business needs and requirements - driving prioritization and end-to-end project management with senior stakeholders.
  • Liaising with stakeholders such as Development Team, Product Owners, Legal, Compliance to brief user requirement & proposing functional solutions.
  • Working knowledge on Derivatives - Rates, Fixed Income, Equity, Commodity or FX.
  • Acquiring knowledge of any of CFTC, ESMA, FCA, MIFID or SFTR desirable.
  • Managing the full project life cycle implementation involving requirement analysis, requirement elicitation, impact analysis, validation testing & post implementation support.
  • Adopting pragmatic approach in improvising on solutions and resolving complex business issues in a profound customer centric and systems driven approach.
  • Develop and maintain documentation such as business requirements document, functional specifications, and process flows Regulatory Reporting Projects.
  • Provide oversight on regulatory reporting issues / breaches, ensuring that root causes are understood and remediation plans in place.


Required qualifications, capabilities and skills:

  • Professionally qualified with minimum 7 years of experience in Operations or Middle office.
  • A highly motivated self-starter who enjoys learning and working in a fast-paced environment and shows attention to detail.
  • Ability to negotiate and influence different levels of stakeholders.
  • A results-focused and dynamic work ethic with a passion for problem solving.
  • Facilitate and lead periodic calls with cross line of business, cross regional stakeholders.
  • Excellent project management skills with the ability to plan, prioritize and deliver against deadlines.


Preferred qualifications, capabilities and skills:

  • Knowledge of Security Services or Fund Services operations is preferred.
  • Prior experience in Technology, Private Banking, Regulatory Reporting, Intelligent Automation or Process Improvement would be beneficial.


About Us
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.
Operations teams develop and manage innovative, secure service solutions to meet clients' needs globally. Developing and using the latest technology, teams work to deliver industry-leading capabilities to our clients and customers, making it easy and convenient to do business with the firm. Teams also drive growth by refining technology-driven customer and client experiences that put users first, providing an unparalleled experience.

What the Team is Saying

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The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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