EMEA Transaction Management Group, Trade Management, Manager/Senior Manager, Institutional Equity Division

Reposted Yesterday
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Mumbai, Maharashtra, IND
In-Office
Senior level
Fintech • Financial Services
The Role
Provide transaction management and trade support for EMEA structured products, overseeing issuance, documentation, trade approvals, settlement, reconciliation, risk monitoring, and resolution of trade breaks. Coordinate with Sales, Trading, COO, Operations, and external parties while ensuring accurate trade capture and timely settlement. Review controls, improve procedures, and lead automation initiatives to reduce manual work and enhance operational efficiency.
Summary Generated by Built In

The role is based out of Mumbai and requires working with the EMEA Transaction Management Group. TMG team is responsible for the Structured products issuance program creation & updates, documentation of new issuances, coordinating trade settlements, listing & clearing with external parties, Management information & metrics reporting. The role will require a fast-learning, dynamic, proactive and self-motivated person to assist the team in day-to-day activities. 

Global Capital Markets: In the Global Capital Markets division, we offer Global expertise in market analysis and in advisory and capital-raising services for corporations, institutions, and governments.

The Global Markets Group (GMG) is Morgan Stanley’s offshore arm for Sales & Trading in India. GMG supports the IED platform by partnering with onshore teams across Sales, Trading, Structuring, Quantitative/Strats, Analytics, Operations and Risk Management. The group provides scalable coverage, process excellence and technical expertise, enabling global desks to focus on client-facing priorities while maintaining strong controls, governance and risk discipline.

Since 1935, Morgan Stanley is known as a global leader in financial services, continuously evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you'll do in the role:

Responsibilities for this role would involve providing transactional support to EMEA TMG in relation to structured products (e.g., notes, certificates or warrants) issued by a Morgan Stanley entity in relation to the following:

  • Responsible for overseeing the entire trade life cycle of structured notes, from issuance and documentation to settlement and risk monitoring
  • To perform deal reviews to ensure that all parameters are in line with trade documentation on internal systems and dealing with trade approvals using various systems and applications.
  • Monitor and resolve trade breaks, reconciliation issues, and discrepancies in a timely manner on the booking systems.
  • Managing and monitoring the entire trade workflow and coordinating with internal teams to ensure both accurate trade capture and timely settlement
  • Dealing with document requests and documentation reconciliation.
  • Working closely with Sales, Trading, the COO team and Operations on matters relating to trade settlements.
  • Continuously assess and enhance controls, processes, and procedures to improve efficiency and reduce risk.
  • Drive process automation initiatives and leverage technology to streamline trade support workflows, with a focus on enhancing operational efficiency and reducing manual intervention.

What you'll bring to the role:

  • MBA / CA with 6+ years of experience.
  • Candidates should have experience in structured products, but candidates with considerable experience in derivatives, repackagings or securitisations may be considered.
  • In-depth understanding of equity or other asset-linked structured notes, warrants, certificates, trade lifecycles, and product mechanics will be preferred.
  • Candidates must have worked in a fast-paced environment and be able to work to tight deadlines.
  • Strong communication skills with the ability to manage internal relationships effectively
  • Demonstrated experience in identifying automation opportunities and implementing process improvements to optimize efficiency within trade support or transaction management functions.
  • Familiarity with automation tools, workflow optimization, or related technologies is a strong advantage.
  • Candidates must be organized, proactive and able to multi-task.
  • Advance knowledge of Excel preferred.
  • Proficiency in English is a must, both verbal and written. 

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years.  Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background.  Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.

Skills Required

  • MBA or Chartered Accountant qualification
  • 6 or more years of professional experience
  • Experience with structured products
  • Experience with derivatives, repackagings, or securitisations may be considered
  • Understanding of equity or other asset-linked structured notes, warrants, certificates, trade lifecycles, and product mechanics
  • Experience working in a fast-paced environment and meeting tight deadlines
  • Strong verbal and written communication skills
  • Ability to manage internal relationships effectively
  • Experience identifying automation opportunities and implementing process improvements in trade support or transaction management
  • Familiarity with automation tools and workflow optimization
  • Organizational, proactive, and multitasking abilities
  • Advanced knowledge of Excel
  • Proficiency in English, verbal and written

Morgan Stanley Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Morgan Stanley and has not been reviewed or approved by Morgan Stanley.

  • Parental & Family Support Family support is extensive, with paid parental leave for all parents, adoption and fertility assistance, backup childcare, and eldercare resources. Feedback suggests these programs meaningfully enhance the overall package and help with retention.
  • Healthcare Strength Health coverage spans medical, dental, vision, mental‑health access, care navigation, and expert second opinions. Convenient primary care access and condition‑specific support reinforce the depth of healthcare coverage.
  • Equity Value & Accessibility Equity compensation and stock ownership are positioned as core motivators that encourage commitment and retention. Feedback suggests education and support are provided to help participants manage equity and related financial benefits.

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The Company
HQ: New York, NY
87,899 Employees

What We Do

Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals. For over 85 years, the firm’s reputation for using innovative thinking to solve complex problems has been well earned and rarely matched. A consistent industry leader throughout decades of dramatic change in modern finance, Morgan Stanley will continue to break new ground in advising, serving and providing new opportunities for its clients. Morgan Stanley is committed to maintaining the first-class service and high standard of excellence that have always defined the firm. At its foundation are five core values — putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back — that guide its more than 60,000 employees in 1,200 offices across 41 countries.

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