Director, SOX Compliance

Posted 56 Minutes Ago
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28203, Charlotte, NC, USA
Hybrid
Senior level
Greentech • Software • Energy
The Role
Own and lead Palmetto’s end-to-end SOX 404 compliance program, including scoping, risk assessment, controls documentation, testing, remediation, ITGC evaluation, and audit coordination. Partner with Accounting, Finance, Tax, IT, Legal, and HR to strengthen financial reporting controls. Report program status and metrics to executives and the Audit Committee, deliver controls training, and monitor SEC, PCAOB, and COSO developments.
Summary Generated by Built In

Company Description

Palmetto is a leading clean tech company on a mission to accelerate the transition to a clean energy future. With a belief that consumers can have it all, we are an uncompromising energy company that makes coming clean a no brainer. Our award-winning technology platform empowers homeowners, businesses, and entrepreneurs to adopt renewable energy through simple, scalable, and innovative solutions. Operating at the intersection of B2B and D2C, we offer software, financial products, and services that drive real environmental impact—without compromising value. We deliver end-to-end solutions for whole home electrification that put clean energy within reach for all. 

Our employees are our most valuable resource. We foster a promote-from-within culture that prioritizes talent development, career growth, and purpose-driven work. Palmetto offers a comprehensive benefits package—including unlimited PTO, medical, dental, and vision coverage, paid parental leave, retirement plans, and more—so you can have it all both personally and professionally. Palmetto prioritizes people, planet, and profit—backed by a culture that values collaboration, impact, and balance. Join us in building a brighter, cleaner world.

Location

This position will be based in Charlotte, NC.

Reporting

This position will report to the Chief Accounting Officer 

Summary of Role 

Palmetto is seeking a SOX Compliance Director to own and lead the company's Sarbanes-Oxley program. This is a high-impact, highly visible role that sits at the intersection of operational accounting, controls assurance, and cross-functional collaboration. The Director will be responsible for designing, implementing, and maintaining a scalable SOX 404 compliance framework to ensure that Palmetto is well-positioned for PCAOB controls audit. The ideal candidate brings a deep understanding of internal controls over financial reporting (ICFR), a builder's mindset, and the ability to operate with credibility at the executive level.

Strategic & Tactical

  • SOX Program Ownership
    • Own the end-to-end SOX 404 compliance program, including scoping, risk assessment, controls documentation, sample testing, and remediation
    • Lead the development and maintenance of process narratives, risk and control matrices (RCMs), and flowcharts across all in-scope financial processes
    • Establish and maintain a comprehensive controls inventory, ensuring coverage of entity-level controls, IT general controls (ITGCs), and business process controls
    • Drive annual SOX scoping decisions in collaboration with internal audit, external auditors and senior leadership
  • Testing & Assurance
    • Design and execute (or oversee) controls testing procedures in accordance with PCAOB standards
    • Manage walkthroughs and control testing timelines to align with audit cycles and financial close schedules
    • Identify control deficiencies, assess their severity, and work with process owners to drive timely and effective remediation
    • Coordinate reliance strategy with external auditors to optimize the internal/external audit relationship and reduce redundancy
  • Cross-Functional Partnership
    • Serve as the primary SOX subject matter expert and advisor to process owners across Accounting, Finance, Tax, IT, Legal, and HR
    • Partner with IT and business systems teams to assess and strengthen ITGCs and application-level controls across key platforms (e.g., NetSuite, Salesforce, and other enterprise systems)
    • Collaborate with FP&A and the broader Accounting organization on the financial reporting control environment, including period-end close and financial statement preparation controls
  • Governance & Reporting
    • Prepare SOX status reporting and key metrics for executive leadership and the Audit Committee
    • Develop and deliver controls training and awareness programs across the organization
    • Stay current on SEC, PCAOB, and COSO framework developments; assess and communicate implications to the program

Qualifications

  • Bachelor's degree in Accounting, Finance, or related field; CPA preferred
  • 8+ years of progressive experience in SOX compliance, internal audit, or external audit, with at least 3 years in a SOX program leadership role
  • Deep familiarity with PCAOB auditing standards, COSO 2013 framework, and SEC reporting requirements
  • Experience building or significantly scaling a SOX program in a pre-IPO or newly public company strongly preferred
  • Demonstrated ability to assess and document complex business processes and design effective controls
  • Strong project management skills with the ability to manage multiple workstreams and meet non-negotiable deadlines
  • Excellent communication and interpersonal skills; comfortable presenting to senior leadership and external auditors
  • Experience working with cloud-based ERP systems (NetSuite experience a plus) and evaluating ITGCs
  • Big 4 public accounting background preferred

Employment is contingent upon the successful completion of a background check. 

Equal Employment Opportunity

Palmetto embraces diversity and is an Equal Employment Opportunity employer. Employment is decided on the basis of qualifications, merit, and business need. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, status as a protected veteran, status as an individual with a disability, or any other status protected under federal, state, or local law.

For more about our Privacy Policy, visit: https://palmetto.com/privacy-policy

Skills Required

  • Bachelor's degree in Accounting, Finance, or a related field
  • 8+ years of progressive experience in SOX compliance, internal audit, or external audit
  • At least 3 years of experience in a SOX program leadership role
  • Deep familiarity with PCAOB auditing standards
  • Deep familiarity with the COSO 2013 framework
  • Deep familiarity with SEC reporting requirements
  • Experience assessing and documenting complex business processes and designing effective controls
  • Strong project management skills and ability to manage multiple workstreams and deadlines
  • Excellent communication and interpersonal skills, including presenting to senior leadership and external auditors
  • Experience with cloud-based ERP systems and evaluating IT general controls
  • CPA certification
  • Experience building or significantly scaling a SOX program in a pre-IPO or newly public company
  • NetSuite experience
  • Big Four public accounting background

Palmetto Clean Technology Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Palmetto Clean Technology and has not been reviewed or approved by Palmetto Clean Technology.

  • Fair & Transparent Compensation Pay is considered fair-to-good across many roles, with compensation often described as competitive. Some positions highlight strong earning potential tied to performance.
  • Leave & Time Off Breadth Unlimited or trust-based PTO is widely emphasized and is available early in tenure. Paid leave options for family needs complement the time-off structure.
  • Flexible Benefits A primarily remote setup and flexible schedules are prominent elements of the package. These arrangements are frequently valued alongside core health and leave offerings.

Palmetto Clean Technology Insights

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The Company
HQ: Charlotte, North Carolina
500 Employees
Year Founded: 2010

What We Do

Palmetto is a leading clean tech company on a mission to accelerate the transition to a clean energy future. With the belief that consumers can have it all, we are an uncompromising energy company that makes going green a no-brainer. Our award winning platform empowers homeowners, businesses, and entrepreneurs to adopt renewable energy through simple, scalable, and innovative solutions. We operate at the intersection of B2B and D2C, offering software, financial tools, and services that drive real environmental impact - without compromising value. Our clean Energy Platform makes solar and home electrification easy to access, easy to afford, and easy to manage. We deliver flexible energy plans, real-time insights, and seamless customer experiences through offerings like our Consumer App and Marketplace, LightReach™ Solar and HVAC Subscriptions, and Asset Management tools - with more innovations on the way. How We Think We've always been told a cleaner future means sacrifice. Turn it down, pay more, wait forever. We don't buy that. At Palmetto, we believe the future is abundant. We help homeowners have it all: lower energy bills, smarter homes, and a healthier planet. Who We Serve We work with homeowners, clean energy brands, and local installation partners to help them grow their impact, revenue, and customer reach. Our Community Impact • 1+ terawatt-hour of clean solar energy generated • 740,000+ tons of carbon emissions avoided • 90,000+ homes powered for a year

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