Director of GLA Investment Operations

Posted 2 Days Ago
Be an Early Applicant
Stamford, CT, USA
Hybrid
98K-132K Annually
Expert/Leader
Fintech • Information Technology • Marketing Tech • Financial Services
Committed to being an employer of choice through strong principles, shared values, and distinctive culture.
The Role
Direct investment operations for institutional, intermediary, and sub-advisory accounts. Oversee operational coverage, reconciliations, settlements, portfolio accounting, pricing, corporate actions, reporting, client account maintenance, and data quality. Support GIPS-compliant performance reporting and risk analytics, resolve custodial discrepancies, maintain procedures, coordinate deadlines, cross-train staff, and drive operational improvements. The role serves as an escalation point for operational issues and requires extensive investment management operations experience.
Summary Generated by Built In

Wintrust Wealth Management serves the financial needs of private clients, including high net worth individuals, business owners, and institutions. Since our founding in 1931, we have been helping clients meet their increasingly complex financial goals with the highest standards of service and integrity. Through our four companies, Wintrust Investments LLC, Wintrust Private Trust., Great Lakes Advisors LLC, and The Chicago Deferred Exchange Company LLC, we offer comprehensive wealth management solutions, including investment, trust, and asset management services. Wintrust Wealth Management is a division of Wintrust, a financial services company with more than $66 billion in assets.

Why join us?

  • An award-winning culture! We are rated a Top Workplace by the Chicago Tribune (past 12 years) and Employee Recommended award by the Globe & Mail (past 6 years)

  • Competitive pay and discretionary or incentive bonus eligible

  • Comprehensive benefit package including medical, dental, vision, life, a 401k plan with a generous company match and tuition reimbursement to name a few

  • Family-friendly work hours

  • With 200+ community bank locations, we offer opportunities to grow and develop in your career

  • Promote from within culture

What you’ll do:

  • Point of escalation for day-to-day operational issues or concerns, escalate critical issues, facilitate timely resolution with available resources

  • Lead the Institutional, intermediary and sub-advisory operations (separately managed accounts, commingled funds, collective investment trusts, ETFs, etc.)

  • Ensure appropriate daily coverage of critical functions as well as to monitor/maintain core systems

  • Coordinate and ensure team meets deadlines on periodic deliverables and hold them accountable

  • Ensure proper cross-training across operational functions

  • Ensure policies/procedures and/or checklists are created, approved and maintained for all critical functions and sub-functions or periodic deliverables 

  • Maintenance of all aspects of portfolio accounting system (APX/Advent) including daily reconciliation, trade affirmation/settlement, security setup, pricing/account valuation, corporate actions, system automation, data workflow/custom reporting

  • Assist in supporting the Head of Performance & Data with GIPS compliant composites; provide support for periodic production of portfolio/composite performance data and portfolio risk statistics (performance attribution, etc.)

  • Work closely with various internal groups to improve operational efficiencies and proactively identify procedural, technical and data/reporting issues

  • Monitor reports to identify data quality issues and coordinate resolutions

  • Resolve client account reconciliation issues that may occur between portfolio accounting system and various third-party client custodians

  • Open/close client accounts and complete ongoing account changes

  • Prepare monthly/quarterly client reports and seek ways to improve process 

Qualifications:

  • Bachelor’s Degree required, ideally in Finance, Economics, or a related field.

  • 10-12+ years of experience in Investment Management Operations or related field.

  • Highly proficient in Microsoft Office Suite (Outlook, Excel, Word, PowerPoint).

  • Ability to work within deadlines and prioritize projects.

  • A self-motivated employee and an effective team player.

  • Exceptional verbal and written communication skills.

  • Experience working with investment operational applications -- investment accounting, reconciliation, and performance analytics systems, Advent preferred

  • Demonstrated understanding of complex investment and portfolio management products including alternative investments a definite plus.

Benefits:

Medical Insurance • Dental • Vision • Life insurance • Accidental death and dismemberment • Short-term and long term Disability Insurance • Parental Leave • Employee Assistance Program (EAP) • Traditional and Roth 401(k) with company match • Flexible Spending Account (FSA) • Employee Stock Purchase Plan at 5% discount • Critical Illness Insurance • Accident Insurance • Transportation and Commuting Benefits • Banking Benefits • Pet Insurance

Compensation:

The estimated salary range for this role is $98,000 -132,000, along with eligibility to earn an annual bonus. Actual salaries may vary based on several factors, such as a candidate’s qualifications, skills, and experience.

#LI-HYBRID

From our first day in business, Wintrust has been proud to serve a variety of unique communities and people from all walks of life.  To build a company that reflects the communities we serve, we believe that fostering a unique and inclusive workplace where everyone feels valued and empowered to succeed will support our ongoing success.  Wintrust Financial Corporation, including community banking and financial services subsidiaries, is an Equal Opportunity Employer.  All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, age, national origin, disability, veteran status, genetic information, and other legally protected categories.

Skills Required

  • Bachelor's degree
  • Bachelor's degree in Finance, Economics, or a related field
  • 10-12+ years of experience in investment management operations or a related field
  • High proficiency in Microsoft Office Suite, including Outlook, Excel, Word, and PowerPoint
  • Ability to work within deadlines and prioritize projects
  • Self-motivated and effective team player
  • Exceptional verbal and written communication skills
  • Experience with investment operational applications, including investment accounting, reconciliation, and performance analytics systems
  • Experience with Advent investment operations software
  • Understanding of complex investment and portfolio management products, including alternative investments

Wintrust Financial Corporation Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Wintrust Financial Corporation and has not been reviewed or approved by Wintrust Financial Corporation.

  • Affordable Benefits Employer covers a large share of medical premiums, making health coverage comparatively low cost. Plan options are broad and pair with HSA/FSA choices and wellbeing programs.
  • Parental & Family Support Paid maternity, parental, and adoption leave are structured and fully paid, with backup childcare access through Bright Horizons. Adoption assistance and family support resources further strengthen caregiving support.
  • Retirement Support A 401(k) with a company match and an employee stock purchase plan provide multiple savings and ownership avenues. Match mechanics and plan access are noted features of the total rewards offering.

Wintrust Financial Corporation Insights

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The Company
HQ: Rosemont, IL
5,284 Employees
Year Founded: 1991

What We Do

Wintrust Financial (Wintrust) is a financial services holding company based in Rosemont, Illinois, with $50 billion in assets. Wintrust engages in the business of providing traditional community banking services, wealth management services, commercial insurance premium financing, mortgage origination and more.

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