Director, Audit Manager, Enterprise Custody Services Platform

Reposted Yesterday
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New York, NY, USA
In-Office
Expert/Leader
Fintech • Financial Services
The Role
Lead design and implementation of internal audit methodology for Enterprise Custody Services, embed AI and advanced analytics into audit practices, maintain IA policies/procedures, conduct self-assessments against regulatory standards, build relationships across audit teams, and support global audit leadership to improve risk identification, testing efficiency, and audit coverage.
Summary Generated by Built In

We’re seeking a future team member for the role of Director, Internal Audit – Enterprise Custody Services Platform to join our Internal Audit team. This role is located in New York.

This role will play a key leadership position in shaping audit coverage across the Enterprise Custody Services (ECS) platform, with a strong emphasis on Custody and Custody Operations. The successful candidate will bring deep industry expertise across custody processes, operating models, and risk frameworks, and will help ensure robust audit coverage of core custody activities across global markets.

In this role, you’ll make an impact in the following ways: 

  • Provide subject matter expertise in Custody and Custody Operations, informing audit coverage, risk assessments, and testing approaches across the ECS platform

  • Evaluate the design and effectiveness of key custody processes, including asset servicing, reconciliations, cash and securities processing, and control frameworks supporting client asset safety

  • Support the development of audit strategies and plans for custody-related activities, ensuring appropriate coverage of key risks and regulatory expectations across jurisdictions

  • Partner with audit teams to enhance understanding of custody operating models and to drive consistency in audit execution across regions and business lines

  • Embed the use of AI and advanced analytics into audit practices to enhance risk identification, testing efficiency, and insight generation across engagements

  • Build and maintain key relationships across the Audit department, to establish a culture of engagement to add value to the department

  • Observe and shares best practices; both those observed from IA teams and gained from interaction with external peers and organizations.  Work constructively to share knowledge, assistance, and personnel development across groups. 

To be successful in this role, we’re seeking the following: 

  • Extensive experience in Custody and Custody Operations within a global financial services environment, with deep understanding of core processes, risks, and regulatory expectations

  • Proven ability to assess complex custody control environments and evaluate the appropriateness of audit outcomes across multiple lines of business

  • Demonstrated experience leveraging AI, data analytics, or emerging technologies to enhance audit delivery, drive insight, and improve risk coverage.

  • Possess bachelor’s degree in accounting, finance, or equivalent combination of education and work experience required. 
  • 12-15 years of total work experience, with 5-7 years of management experience preferred. Prior experience in a mid-to-high-level managerial role in Audit.
  • Strong decision making, communication, and interpersonal skills experience requirement. 
  • Additional core skill requirements include understanding the applied and interpretation of analytics results for Audit, critical thinking and problem solving.
  • Enthusiastic, self-motivated, effective under pressure and willing to take personal responsibility/accountability
About Us

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. About the Team

At BNY, our culture speaks for itself, check out the latest BNY news at BNY Newsroom & BNY LinkedIn

 Here’s a few of our recent awards:

  • America’s Most Innovative Companies, Fortune, 2025
  • World’s Most Admired Companies, Fortune 2025
  • “Most Just Companies”, Just Capital and CNBC, 2025

    Our Benefits and Rewards:

    BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

    BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

    BNY assesses market data to ensure a competitive compensation package for our employees. The expected base salary for this position when employment commences can be found in the Job Info section at the bottom of the posting. 

    Base salary offered may vary depending on multiple individualized factors, including market location, job-related knowledge, skills, and experience. Base salary is only part of the total rewards package, which may include eligibility for an annual discretionary incentive award. Subject to the terms and conditions of the applicable plans then in effect, eligible employees may enroll in a 401(k) plan as well as participate in Company-sponsored medical, dental, vision, and basic life insurance plans for the employee and the employee’s eligible dependents. Eligible employees also may receive other benefits (including various paid time off benefits, such as vacation and sick time), dependent on the position offered. Details of participation in these benefit plans will be provided if an employee receives an offer of employment.

    If hired, the employee will be in an “at will” position and the Company reserves the right to modify base salary (as well as any other discretionary payments or compensation programs) at any time, including for reasons related to individual performance, Company or individual department/team performance, and market factors.

    Skills Required

    • Demonstrated experience leveraging AI, data analytics, or emerging technologies to enhance audit delivery
    • Bachelor's degree in accounting, finance, or equivalent combination of education and work experience
    • 12-15 years of total work experience
    • 5-7 years of management experience (preferred)
    • Prior experience in a mid-to-high-level managerial role in Audit
    • In-depth understanding of audit methodologies and financial services custody business
    • Strong decision making, communication, and interpersonal skills
    • Ability to interpret analytics results for audit, critical thinking, and problem solving
    • Self-motivated, effective under pressure, willing to take accountability

    BNY Compensation & Benefits Highlights

    The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about BNY and has not been reviewed or approved by BNY.

    • Healthcare Strength Health coverage includes comprehensive options with a $0‑premium plan for eligible lower earners, expanded mental‑health support with personalized therapy, and strong income protection through short‑ and long‑term disability. These features have been recently enhanced and are paired with dental and vision coverage.
    • Parental & Family Support Parental leave provides 16 weeks of fully paid time for all parents, with added support such as adoption assistance. This breadth offers strong coverage for major family events.
    • Retirement Support The 401(k) program includes a company match and Roth options to support long‑term savings. Additional financial programs like tuition assistance and savings vehicles complement retirement readiness.

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    The Company
    HQ: New York, NY
    41,739 Employees

    What We Do

    We help make money work for the world — managing it, moving it and keeping it safe. As a leading global financial services company at the center of the world’s financial system, we touch nearly 20% of the world’s investable assets. Today we help over 90% of Fortune 100 companies and nearly all the top 100 banks globally access the money they need. For 240 years we have partnered alongside our clients to create solutions that benefit businesses, communities and people everywhere.

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