DE027264-Risk and Compliance – Auditing Specialist

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PROJECT NAME: Felix
POSITION TITLE: Risk and Compliance – Auditing Specialist
WORK SETUP: Return to Office
OVERALL PURPOSE:
Accenture is seeking a Compliance Specialist professional (at least 2 years' experience) in financial services (with special focus on insurance, consumer credit and debt collection regulations) for the United Kingdom, on a permanent basis.
RESPONSIBILITIES:
The Compliance Specialist's duties and responsibilities include (but are not limited to):
• Implementing and maintaining policies and procedures to ensure compliance by Accenture NextGen and their employees with the applicable rules, regulations and internal policies.
• Ensuring all controls and deliverables listed in Accenture NextGen’s Compliance Monitoring Plan are performed accurately and timely. These include in particular
• Appointed Representative annual reviews and self-assessment
• Financial Crime Risk assessment
• Ensuring compliance with Consumer Duty regulation
• Ensuring Fitness & Propriety of Directors and Certified individuals
• Timely preparation and filing of Regulatory Reports
• Maintaining and monitoring appropriate training for all Accenture NextGen employees and staff on regulatory and compliance matters.
• Assisting the Compliance Officer with reporting to any relevant management committees and Accenture NextGen board of directors on compliance matters.
• Monitoring Accenture NextGen day-to-day compliance, including by providing assistance and support to the business in relation to regulatory and ad hoc compliance queries.
• Assisting in liaising and dealing with regulators
• collaborating with other departments (e.g. Legal, Operations) for assistance and support, and to direct compliance issues to appropriate existing channels for investigation and resolution.
OTHERS:
Project Shift Schedule: Rotation
Project Rest Day: Rotation
Project/Team Location: Quezon Gateway Tower 2

SKILL AND QUALIFICATIONS:

• At least 2-5 years' experience in regulatory compliance, i.e., Financial Services (FS)
• At least 1-2 years supervisory experience but also open to those that do not have supervisory experience in previous role
• Certification not required
• CPA not required

#LI-PH

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