Control, Risk and Compliance Analyst

Posted 2 Days Ago
Be an Early Applicant
3 Locations
Hybrid
Junior
Fintech • Payments • Financial Services
The Role
Supports compliance, operational risk, internal controls, business continuity, information security, and anti-money-laundering activities for savings and investment product distribution. Prepares reports, conducts preliminary analyses, monitors supervisory controls, identifies corrective measures, and liaises with internal stakeholders. Requires financial-product compliance expertise, relevant registration, French proficiency, and at least two years of experience.
Summary Generated by Built In

As a Control, Risk and Compliance Analyst, you help managers apply and carry out internal control, risk and compliance activities related to the distribution of savings/investment products offered in your network. More specifically, you assist with operational analysis, oversight and prevention. You analyze issues and situations. You support the professionals in your unit and help prepare opinions and implementation plans in accordance with your discipline's rules. You conduct preliminary analyses. You draw on your comprehensive knowledge of your line of business and your ability to manage complexity. You interact with stakeholders working in other fields. You assist clients and partners. More specifically, you will be required to:

  • Serve as the senior compliance officer for the distribution of savings and investment products.
  • Prepare reports and present them to the relevant bodies.
  • Liaise with relevant Desjardins components.
  • Manage activities related to operational risk, including risk and control self-assessment, the input of operational losses, the business continuity plan and information security.
  • Monitor the internal control system. Ensure that supervisory controls are completed, and be responsible for execution quality. Complete certain supervisory controls. 
  • Help managers identify and implement corrective measures.
  • Ensure that activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out.
  • Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services. 

What we offer*

  • Competitive salary and annual bonus
  • 4 weeks of flexible vacation starting in the first year
  • Defined benefit pension plan that provides predictable, stable income throughout retirement
  • Group insurance including telemedicine
  • Reimbursement of health and wellness expenses and telework equipment

Benefits apply based on eligibility criteria.

#LI-Hybrid


What you bring to the table

  • Bachelor's degree in a related field
  • A minimum of two years of relevant experience
  • Please note that other combinations of qualifications and relevant experience may be considered
  • Registration as a mutual fund representative for 2 years
  • Registration as Compliance Lead
  • Knowledge of French is required
Action oriented, Business insight, Complexity, Customer Focus, Differences, Nimble learning


Equity, Diversity, Inclusion and Accessibility

At Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should reflect the diversity of the members, clients and communities we serve.

If there's something we can do to help make the recruitment process or the job you're applying for more accessible, let us know. We can provide accommodations at any stage in the recruitment process. Just ask!

Trade Union (If applicable)

Job Family

Risk management (FG)

Unposting Date

2026-09-23

Skills Required

  • Bachelor's degree in a related field
  • Minimum of two years of relevant experience
  • Registration as a mutual fund representative for two years
  • Registration as Compliance Lead
  • Knowledge of French
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The Company
HQ: Lévis
40,858 Employees

What We Do

Desjardins Group is the largest cooperative financial group in North America and the fifth largest cooperative financial group in the world, with assets of $435.8 billion as at March 31, 2024. It was named one of Canada's Best Employers by Forbes magazine and by Mediacorp. To meet the diverse needs of its members and clients, Desjardins offers a full range of products and services to individuals and businesses through its extensive distribution network, online platforms and subsidiaries across Canada. Ranked among the world's strongest banks according to The Banker magazine, Desjardins has some of the highest capital ratios and credit ratings in the industry and the first according to Bloomberg News

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