Compliance Analyst, Bullish Exchange

Reports to:

Position Overview

Bullish is seeking a highly motivated and detail-oriented Compliance Analyst to join our growing team. The successful candidate will be a core implementer and resource, executing key compliance functions essential to maintaining a robust regulatory environment across our futures and digital asset trading operations. This role is critical in ensuring the firm's adherence to relevant CFTC, NFA, and other applicable regulatory requirements.

Responsibilities:

• Assist in implementing practical regulatory guidance on issues related to futures and trading, options, and margin requirements, specifically considering the integration of digital assets.

• Review and investigate alerts related to potential market abuse, AML/KYC, and other compliance risks, completing appropriate resolutions and documentation.

• Conduct ongoing monitoring of customer risk ratings, including PEP and sanctions screening results, and promptly address incoming customer complaints.

• Complete electronic communication reviews, ensuring adherence to record-keeping requirements and identifying potential compliance violations.

• Coordinate and prepare internal responses for regulatory inquiries, examinations (e.g., NFA audits), and investigations. 

• Maintain and update the firm's compliance policies and procedures manual, ensuring alignment with current regulations and business practices.

• Monitor new and amended industry rules (CFTC, NFA, etc.), assess their immediate impact on the Bullish FCM business model, and contribute to implementing necessary compliance changes.

• Responsible for ensuring ongoing compliance filings, notifications and reportings are done in accordance with applicable State and Federal laws and regulations, including all required filings on the NMLS.

• Work with both Regulatory Affairs and US Compliance to support the US state by state MTL/virtual currency licensing process by ensuring that all filings are made via the NMLS to the state regulators.

• Participate in internal working groups and governance forums, providing necessary compliance advice and documentary support.

• Assist in the development and delivery of compliance training programs for relevant staff.

Experience & Qualifications:

• Bachelor's degree in Finance, Economics, Business, or a related field, or equivalent practical experience.

• 3+ years of experience in a compliance, regulatory, or risk management function at a financial institution, preferably an FCM. 

• Solid understanding of the regulatory framework governing U.S. futures markets (e.g., CFTC Regulations, NFA Rules).

• Strong analytical skills and attention to detail, with the ability to interpret and apply complex regulatory texts.

• Excellent written and verbal communication skills.

Preferred:

• Experience with digital assets or blockchain technology and their regulatory implications is a significant plus.

• Experience with compliance monitoring systems (e.g., transaction monitoring, e-comm surveillance).

• Knowledge of relevant laws, legal codes, procedures, and regulatory standards (e.g., NY CRR Part 200 Virtual Currency Regulations, Bank Secrecy Act (BSA), Anti-Money Laundering (AML), USA PATRIOT Act, OFAC) and of federal regulations (e.g. FINRA and SEC rules) is a plus.

Bullish US LLC & CoinDesk Inc. are committed to offering competitive compensation and benefits. The anticipated base salary for this position is $120,000 - $150,000 + discretionary annual target bonus + performance incentives/benefits. Offered salary will be reflective of job related knowledge, skills and commensurate experience.

Bullish is proud to be an equal opportunity employer. We are fast evolving and striving towards being a globally-diverse community. With integrity at our core, our success is driven by a talented team of individuals and the different perspectives they are encouraged to bring to work every day.