The Role
Lead and execute independent compliance monitoring and testing across US regulatory frameworks (AML/CFT, OFAC, KYC/CDD, transaction monitoring). Assess control design and effectiveness, document findings, recommend remediation, and produce reports for senior management while partnering with stakeholders to track issue resolution.
Summary Generated by Built In
Who We Are
At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.
About the RoleOKX is seeking a Compliance Manager – Monitoring & Testing" to join the Global Compliance Assurance function. This role is based in the United States and is primarily responsible for executing independent monitoring and testing activities covering US regulatory frameworks while contributing to global assurance testing initiatives across multiple jurisdictions.
This position reports to the Global Head of Monitoring & Testing and works closely with US Compliance leadership and cross-functional stakeholders globally.
Key Responsibilities- Design and perform independent testing of compliance controls, including second-line oversight controls and first-line operational controls.
- Conduct risk-based, thematic, and deep-dive reviews across key compliance areas, including AML/CFT, sanctions (OFAC), KYC/CDD, transaction monitoring, suspicious activity reporting, and consumer/product compliance.
- Assess control design and operating effectiveness; document testing methodology, results, and conclusions in accordance with internal assurance standards.
- Identify control gaps, perform root cause analysis, and recommend practical, risk-based remediation actions.
- Partner with business and compliance stakeholders to agree on corrective actions and track issues through timely resolution.
- Prepare clear, concise reports and dashboards for senior management and regulatory stakeholders.
- Contribute to the ongoing enhancement of global Monitoring & Testing methodologies and standards.
- 5+ years of experience in compliance, monitoring & testing, internal audit, or regulatory assurance within financial services (banking, fintech, or digital assets).
- Strong knowledge of US regulatory frameworks, including BSA/AML, OFAC sanctions, FinCEN guidance, and state regulatory requirements.
- Demonstrated experience executing compliance testing or audit programs.
- Strong understanding of risk management and internal control frameworks.
- Excellent analytical, documentation, and report-writing skills.
- Ability to manage multiple priorities and meet deadlines in a fast-paced environment.
- Strong stakeholder management and communication skills.
- Prior experience with US regulators or as an internal/external auditor.
- Experience interacting with US regulatory agencies.
- Experience in the cryptocurrency or digital asset industry.
- Experience supporting multi-jurisdictional compliance testing programs.
- Competitive total compensation package
- Hybrid role – 3 days a week in our downtown San Jose office
- Comprehensive healthcare schemes for employees and dependents
- Wellness programs, team events, and employee engagement initiatives
- L&D opportunities and professional development support
- More that we love to tell you along the process!
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
The salary range for this position is $107,000 - $160,000 (in CA)
The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered.
Notice:
All official OKX vacancies are published on this website. While roles may appear on selected third-party platforms from time to time, information on other sites may be inaccurate or outdated. If in doubt, please apply directly through our official careers website.
Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to OKX's Candidate Privacy Notice.
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The Company
What We Do
Founded in 2017, OKX is one of the world’s leading cryptocurrency spot and derivatives exchanges. OKX innovatively adopted blockchain technology to reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 20 million users in over 180 regions globally, OKX strives to provide an engaging platform that empowers every individual to explore the world of crypto.
In addition to its world-class DeFi exchange, OKX serves its users with OKX Insights, a research arm that is at the cutting edge of the latest trends in the cryptocurrency industry. With its extensive range of crypto products and services, and unwavering commitment to innovation, OKX’s vision is a world of financial access backed by blockchain and the power of decentralized finance.
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