Compliance Manager

Posted 3 Days Ago
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Greenwood Village, CO, USA
In-Office
112K-140K Annually
Senior level
Marketing Tech • Software • Automation
The Role
Manage and maintain the FI Connect Compliance Management System for a fintech lending platform. Lead compliance risk assessments, monitoring, testing, issue remediation, fair lending oversight, regulatory change management, licensing tracking, and review of lending disclosures and marketing materials. Advise product, operations, and business teams on consumer lending compliance, supervise a Compliance Analyst, analyze complaints, support audits and examinations, and administer compliance training.
Summary Generated by Built In

Shaping the Future of Lending

With 30 years of fintech leadership, Origence empowers credit unions with innovative SaaS lending solutions that make lending more accessible, efficient, and competitive. We invest in our people and foster a culture of innovation, ownership, and continuous improvement. As we help shape the future of lending, we're leveraging AI to enhance the way we work and create value for our clients, and we're seeking individuals who are excited by emerging technologies and eager to use them responsibly to solve problems and drive impact.

Under the direction of the Director of Compliance, the Compliance Manager – FI Connect is responsible for the day-to-day administration, execution, and maintenance of the Compliance Management System (CMS) for FI Connect. This role partners across business functions to monitor compliance activities, assess regulatory adherence, and support the execution of FI Connect’s compliance program. The Compliance Manager supervises the Compliance Analyst and serves as the primary advisor to business teams on FI Connect compliance matters.

The Origence Mindset

At Origence, we are self-aware, adaptable, and relentlessly focused on creating meaningful impact. We think like owners, embrace complexity and ambiguity, challenge conventional thinking, and continuously pursue smarter, more effective ways to solve problems and advance the business. If this mindset reflects who you are, you may be exactly who we're looking for.

How You'll Contribute:

Compliance Program Execution & Maintenance

  • Administer and maintain the Compliance Management System (CMS) documentation and tracking that supports compliance with regulations such as but not limited to, state and federal telemarketing rules (TCPA), state and federal lending rules (TILA, Reg Z, ECOA, FCRA, UDAAP, GLBA), BSA/AML/OFAC as applicable, consumer marketing and related lending and refi activities.
  • Lead compliance risk assessments, evaluate control effectiveness, and document gaps requiring remediation
  • Develop and execute risk-based compliance monitoring and testing activities; document results and recommend corrective actions
  • Monitor regulatory developments and emerging compliance risks, assess business impact, and escalate matters requiring strategic direction
  • Manage compliance issues, findings, and corrective action tracking through resolution
  • Analyze consumer complaints to identify compliance issues, recurring trends, root causes, and opportunities for corrective action

Fair Lending & Lending Compliance

  • Oversee fair lending monitoring and testing, evaluate results, and coordinate remediation of identified risks
  • Review lending practices, loan documentation, and disclosures for compliance with consumer lending regulations (TILA, Reg Z, ECOA, FCRA, UDAAP, GLBA)
  • Coordinate state licensing compliance tracking and reporting
  • Review consumer-facing materials, marketing content, scripts, and promotional materials for compliance (TILA, Reg Z, TCPA, DNC)
  • Coordinate compliance approvals for customer communications and marketing initiatives

Governance

  • Manage FI Connect’s participation in the enterprise regulatory change management program by monitoring applicable developments, assessing business impact, and coordinating timely implementation readiness
  • Support implementation of Director-approved regulatory change processes
  • Maintain and update compliance policies, procedures, and documentation as directed

Other

  • Assist training administration with compliance training enforcement and management.
  • Provide compliance guidance and advisory support to product, operations, and business stakeholders
  • Participate in new product and process reviews to assess compliance considerations
  • Support compliance-related examinations, audits, and regulatory inquiries

Support tracking of examination findings and remediation through resolution

What Makes You a Great Fit:

Education

  • High school diploma or GED required; Bachelor’s degree in business, finance, or related field preferred

Experience

  • 5+ years of compliance experience in financial services, fintech, or consumer lending
  • Strong working knowledge of consumer lending regulations (TILA, Reg Z, ECOA, FCRA, UDAAP, GLBA)
  • Experience managing compliance teams and/or supervising team members
  • Proficient in Microsoft Office (Word, Excel, Outlook)
  • Excellent written and verbal communication skills
  • Strong organizational and analytical skills; attention to detail

Your Strengths & Expertise

  • Ability to provide advice and make decisions with regard to compliance-related matters
  • Consumer lending regulatory compliance (required)
  • PC skills including proficiency in MS Word, Excel and database applications.
  • Excellent analytical skills, attention to detail, consistently produce accurate work, time management skills are critical, prioritization in a high-paced and multi-functional environment is required, ability to maintain deadlines
  • Must have excellent written and oral communication skills
  • Research and organizational skills are key
  • Interpersonal skills

Bring your ideas, your curiosity, and your unique perspective. We'll provide the opportunities, tools, and support to help you succeed.

How We Invest in You:

  • 401(k) with 8% Company Match
  • Flexible Work Environment
  • Competitive Paid Time Off
  • Tuition Reimbursement & Education Benefits
  • Comprehensive Health & Wellness Benefits
  • Microsoft Copilot and AI-Enabled Tools
  • Continuous Learning & Development Opportunities
  • A culture of connection, celebration, and growth through employee-driven programs, company events, holiday celebrations (Star Wars Day), monthly town halls, quarterly company meetings, and team traditions like Bring Your Kid to Work Day

Recognizing Your Impact

The starting salary range for this full-time position is $111800 - $139800 per year. We offer competitive compensation designed to recognize the value, experience, and contributions each team member brings to Origence. Base pay is determined by factors including experience, geographic location, and internal equity, and eligible positions may participate in our annual bonus program.

Origence is an equal opportunity employer. All recruitment, hiring, training, compensation, benefits, discipline, and other terms and conditions of employment will be based upon an individuals’ qualifications regardless of race, religion, color, sex, gender identity, sexual orientation, national origin, ancestry, military service, marital status, pregnancy, age, protected medical condition, genetic information, disability or any other category protected by federal, state or local law.

Skills Required

  • High school diploma or GED
  • Bachelor's degree in business, finance, or a related field
  • 5+ years of compliance experience in financial services, fintech, or consumer lending
  • Strong working knowledge of consumer lending regulations, including TILA, Reg Z, ECOA, FCRA, UDAAP, and GLBA
  • Experience managing compliance teams and/or supervising team members
  • Proficiency in Microsoft Office, including Word, Excel, and Outlook
  • Experience with database applications
  • Excellent written and verbal communication skills
  • Strong organizational and analytical skills
  • Strong attention to detail
  • Ability to provide advice and make decisions regarding compliance matters
  • Consumer lending regulatory compliance experience
  • Research and organizational skills
  • Ability to prioritize work and maintain deadlines in a fast-paced, multifunctional environment
Am I A Good Fit?
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The Company
HQ: Irvine, CA
527 Employees
Year Founded: 2019

What We Do

End-to-end lending solutions that deliver innovation, efficiency, and better experiences.

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