Compliance Manager

Posted 10 Hours Ago
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Hiring Remotely in Czech Republic
Remote or Hybrid
Mid level
Fintech • Software • Financial Services
The Role
Ensure the branch complies with Czech capital markets law, CNB decrees, and EU regulations (MiFID II/MiFIR). Perform compliance risk assessments, draft and implement policies, manage CNB correspondence and regulatory reporting, run monitoring and complaints frameworks, support audits, and contribute to strategic compliance planning.
Summary Generated by Built In

Purpose of Role

To ensure the Branch operates in full compliance with Czech capital markets law, applicable EU regulations, and T212's group-wide compliance framework, under the supervision of the Czech National Bank (CNB).

What you'll do

  • Assist with day-to-day compliance in line with regulatory, legal, and internal policy requirements

  • Perform risk assessments in relation to compliance risks

  • Draft, modify, and implement company policies, procedures, and handbooks to reflect regulatory changes and business needs

  • Assist in drafting compliance reports to the CNB

  • Serve as the primary point of contact for CNB supervisory matters, including managing correspondence, regulatory enquiries, and on-site inspections

  • Prepare and submit periodic regulatory reports to the CNB within statutory timeframes

  • Own and operate the Branch's client complaints handling framework in line with ZPKT and MiFID II requirements

  • Conduct and maintain the compliance monitoring programme, performing periodic reviews and reporting findings to the Head of Compliance

  • Ensure all client-facing materials comply with Czech language requirements and applicable regulatory obligations

  • Liaise with auditors during compliance audits and examinations

  • Assist in the function's strategic planning and decision making

What you need to have

  • Bachelor's degree in Law, Finance, Economics, or a relevant field

  • Knowledge of Czech capital markets law (ZPKT), CNB decrees, and applicable EU regulations (MiFID II/MiFIR)

  • Experience in a compliance function within an investment firm, bank, or capital markets entity; familiarity with MiFID II compliance monitoring and regulatory reporting is strongly preferred

  • Native or fluent Czech and professional English proficiency — both are essential for CNB correspondence, regulatory submissions, and HQ alignment

  • Excellent written and verbal communication skills

  • Strong attention to detail and ability to manage multiple priorities in a fast-paced environment

  • Ability to work both independently and collaboratively

  • A drive for excellence and a continuous improvement mindset

What we offer

  • A unique opportunity to be part of the team building our presence in the Czech Republic from the ground up

  • Challenging projects with high impact on our international growth

  • Collaboration with a team of smart, driven, and supportive high-performers

  • A flexible, idea-friendly culture that values ownership and initiative

  • Competitive remuneration package

Are you ready to accelerate your career with us? We'd love to hear from you!

We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools.
You may withdraw this consent or exercise your data protection rights at any time by contacting us.

Skills Required

  • Bachelor's degree in Law, Finance, Economics, or relevant field
  • Knowledge of Czech capital markets law (ZPKT), CNB decrees, and EU regulations (MiFID II/MiFIR)
  • Experience in a compliance function within an investment firm, bank, or capital markets entity
  • Familiarity with MiFID II compliance monitoring and regulatory reporting
  • Native or fluent Czech and professional English proficiency
  • Excellent written and verbal communication skills
  • Strong attention to detail and ability to manage multiple priorities in a fast-paced environment
  • Ability to work both independently and collaboratively
  • Drive for excellence and a continuous improvement mindset
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The Company
HQ: London
559 Employees
Year Founded: 2004

What We Do

Our mission is to enable everyone to build wealth. We reinvent how trading and investing work by creating exceptional products people love. Trading 212 is built with passion by highly driven people who strive for excellence and value freedom. Over the past few years, our client base has grown 20 times to over 2 million, and client assets have grown over 50 times to over €3 billion. Trading 212 was founded in 2003 with one simple idea - to make the financial markets accessible to everyone. From day one, we've been focused on building a great user experience through advanced technology. From the first truly dynamic web apps, to the mobile revolution, we've been at the forefront of every technological wave with the sole purpose of democratising the financial markets. Software engineering and product design are at the heart of what we do. Trading 212 is licensed and regulated by the UK Financial Conduct Authority and the Cyprus Securities and Exchange Commission (No. 398/21). When investing, your capital is at risk.

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