Moomoo Financial Singapore Pte. Ltd. (Moomoo Singapore) is an advanced financial technology company transforming the investing experience by offering a digitalised brokerage and wealth management platform – moomoo. Moomoo enhances the user experience with market data, news, and powerful analytical tools. Moomoo also embeds an unique digitalised investment community to connect all users, investors, companies, analysts, media and key opinion leaders.
In Singapore, Moomoo Financial Singapore Pte. Ltd. (www.moomoo.com/sg) offers investment products for trading via the moomoo platform, and it is a capital markets services licence holder regulated by the Monetary Authority of Singapore (Licence No. CMS101000). In June 2022, Moomoo Singapore became the first digital brokerage to receive all five memberships from the SGX Group for the securities and derivatives markets.
Compliance Intern
The Compliance Intern is a crucial member of our organization responsible for ensuring the company's adherence to all relevant laws, regulations, and internal policies. The role provides exposure to a broad range of compliance activities, including client complaint handling, review of marketing and client-facing materials, periodic reviews of service providers, and other compliance projects.
The intern will work closely with the Compliance team and relevant business functions to support the effective implementation of the Company’s compliance framework and day-to-day compliance activities.
Responsibilities
- Assist with the review and investigation of client complaints, including gathering relevant information, preparing case summaries and timelines, maintaining complaint records, and supporting the preparation of responses and regulatory reporting where required.
- Support the Compliance team in reviewing marketing materials, campaigns, social media content and other client-facing communications to ensure compliance with applicable regulatory requirements and internal policies.
- Conduct periodic reviews of service providers to assess their ongoing compliance with applicable regulatory requirements and internal policies.
- Participate in ad hoc projects and duties where assigned and ensure the effective discharge of the tasks assigned.
Requirements
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Able to work under pressure within tight deadlines with no loss of accuracy.
- A proactive and reliable team player but can also work well independently.
- Able to handle repetitive work.
- English speaking and Fluency in Mandarin is an added advantage
Please note that only short-listed candidates will be contacted.
Benefits
Working at Moomoo, you will get
- Be a part of the world’s leading digital brokerage firm where growth and career development opportunities are endless.
- Enjoy a competitive total compensation package that truly values your skills and contributions.
- Comprehensive insurance coverage for employees and dependents to provide you a peace of mind
- Fun loving and diverse work environment that hosts various team-bonding programs and company events
- Business casual work attire everyday
- And Much More!: Discover even more perks and benefits as we take you through the hiring process!
Skills Required
- Strong analytical and problem-solving skills
- Excellent communication and interpersonal skills
- Ability to work under pressure within tight deadlines without loss of accuracy
- Proactive and reliable team player who can also work independently
- Ability to handle repetitive work
- English speaking ability
- Fluency in Mandarin
Futu Holdings Limited Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Futu Holdings Limited and has not been reviewed or approved by Futu Holdings Limited.
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Healthcare Strength — Health insurance in the U.S. arm is described as strong, with some accounts citing employer-paid premiums for employees. Core medical coverage is listed across U.S. roles.
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Retirement Support — Retirement programs are offered by region, including a U.S. 401(k) with employer contribution and Hong Kong MPF participation. PRC and Singapore roles align with statutory social insurance and CPF-related schemes.
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Equity Value & Accessibility — Equity compensation exists via a group share incentive plan, with some roles in U.S. subsidiaries receiving RSUs at hire. Where granted, equity can meaningfully augment total compensation.
Futu Holdings Limited Insights
What We Do
Futu Holdings Limited (Nasdaq: FUTU) is a leading fintech company committed to transforming the investing experience for investors worldwide. With a global presence across Hong Kong, Singapore, the U.S., Australia, Canada, Japan, Malaysia, and New Zealand, we serve over 26 million users through our one-stop digital platforms, Futubull and moomoo, enabling everyone to become a better investor on the go. At Futu, our mission remains unchanged since day 1: make investing easier and not alone. We empower investors of all levels to confidently navigate the market with all the essential tools and data to achieve their financial goals. Together, we strive to build a world where smarter investing is within reach for all.
