Compliance Associate

Role Overview

We are looking for a Compliance Associate (CS + Law) to support regulatory compliance across our regulated businesses including our bonds platform Stable Bonds, operated through our SEBI-registered entity. 

Stable Bonds is a bonds investment arm of the Stable Money Group, operated through its SEBI-registered entity, Stable Broking Private Limited (SBPL). As an Online Bond Platform Provider (OBPP), it enables users to invest in a wide range of debt instruments including corporate bonds, government securities, treasury bills, and other fixed-income products through a transparent, RFQ-based mechanism. With exchange memberships and depository participant capabilities, Stable Bonds is focused on building a compliant, efficient, and user-first ecosystem for bond investing in India.

This role sits at the intersection of regulation, technology, and financial services — and is ideal for someone who is as comfortable interpreting SEBI circulars as they are collaborating with product and tech teams to implement compliance workflows.

You will work closely with the Compliance Lead to ensure adherence to regulatory requirements issued by SEBI, Exchanges, Depositories, and other regulators, while strengthening our internal compliance monitoring framework. A genuine interest in leveraging technology and AI tools to automate day-to-day compliance work is key to thriving in this role.

Candidates from fintech, financial services, or capital markets backgrounds with experience in digital onboarding, KYC frameworks, and regulatory compliance are strongly encouraged to apply.

• Conduct periodic compliance monitoring and testing for regulated businesses.

• Review internal processes to ensure adherence to regulatory requirements, internal policies, and operational controls.

• Maintain compliance trackers, evidence repositories, and regulatory documentation.

• Track and interpret regulatory circulars, notifications, and regulatory updates from SEBI, Exchanges, and Depositories.

• Prepare internal summaries explaining regulatory changes and their operational impact.

• Work with product, technology, and operations teams to ensure regulatory requirements are embedded within system workflows.

• Review and monitor KYC onboarding processes and ongoing user journeys to ensure regulatory compliance.

• Validate onboarding and developmental flows against regulatory requirements and internal compliance standards.

• Identify gaps in customer onboarding, ongoing modifications, documentation, and process controls.

• Coordinate internal audit and concurrent audit activities for regulated businesses.

• Support the preparation of audit documentation, evidence, and compliance reports.

• Track audit observations, remediation actions, and closure timelines.

• Assist during regulatory inspections and audits alongside the Compliance Lead.

• Support compliance activities for new regulatory licenses and regulatory initiatives.

• Maintain regulatory documentation, compliance frameworks, and periodic filings.

• Qualified Company Secretary (CS), Lawyer (LLB), Chartered Accountant (CA), or MBA with 2–3 years of experience in a Compliance role within a fintech, financial services, securities, or capital markets organization.

• 2–3 years of experience in fintech, financial services, or capital markets compliance.

• Strong understanding of KYC frameworks, digital onboarding journeys, and regulatory compliance processes.

• Exposure to audit processes — internal, concurrent, or regulatory.

• Ability to interpret regulations and translate them into operational and product requirements.

• Comfort working with technology teams and an interest in using AI tools to streamline compliance workflows.Strong documentation, analytical, and stakeholder coordination skills.