Compliance Associate - Central Compliance

Reposted 5 Days Ago
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London, Greater London, England, GBR
In-Office
Mid level
Fintech • Financial Services
The Role
Support day-to-day compliance operations across advisory, monitoring and regulatory matters. Assist with Code of Ethics oversight, employee queries, regulatory reporting, monitoring reviews, policy updates, onboarding and training to maintain and evolve the compliance framework.
Summary Generated by Built In

We are looking for a Compliance Associate to join Hayfin’s Central Compliance team. This is a broad exposure role supporting the day-to-day delivery and continued evolution of our compliance framework across the business.

You will work across advisory, monitoring and regulatory matters, partnering with teams firmwide and contributing to a strong, forward-looking compliance culture.

Responsibilities

You will play a key part in the smooth running of our Compliance function, including:

  • Supporting Code of Ethics oversight, certifications and compliance systems
  • Acting as a first point of contact for employee compliance queries
  • Assisting with regulatory reporting and management information
  • Contributing to monitoring reviews, thematic work and control testing
  • Supporting policy updates, regulatory change projects and wider compliance initiatives
  • Delivering compliance onboarding and supporting ongoing training

Requirements
  • Ideally 4-5 years’ compliance experience within an alternative investment manager or private markets / private credit firm
  • Strong knowledge of the UK regulatory framework for asset management businesses
  • Experience across areas such as monitoring, Code of Ethics, SM&CR or regulatory change is advantageous
  • Clear communicator with sound judgement and strong attention to detail
  • Organised and comfortable managing multiple priorities in a fast-paced environment
  • Collaborative, proactive and keen to broaden your exposure across the Compliance function
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The Company
278 Employees
Year Founded: 2019

What We Do

Hayfin Capital Management is a leading alternative asset management firm. Since the firm’s founding in 2009, Hayfin has invested over €46.5 billion of capital through its private markets strategies, in over 500 companies. Hayfin focuses on delivering best-in-class risk-adjusted returns for its investors across four strategies: Direct Lending, Special Opportunities, High-Yield Credit and Private Equity Solutions. Hayfin has a diverse international team of over 200 experienced industry professionals with offices globally, including headquarters in London and offices in Chicago, Dubai, Frankfurt, Luxembourg, Madrid, Milan, Munich, New York, Paris, Stockholm, San Diego, Singapore and Tokyo

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