COMPLIANCE ANALYST

Posted 2 Days Ago
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73013, Edmond, OK, USA
In-Office
Entry level
Professional Services • Financial Services
The Role
Support bank regulatory compliance by conducting reviews, testing procedures, researching regulations, reviewing loan and deposit files for CIP, TRID, Reg B/FCRA, flood insurance, and drafting procedures to ensure adherence to requirements.
Summary Generated by Built In

Kirkpatrick Bank hires individuals who are committed to building long lasting relationships by delivering high quality customer service to all of our customers and within our communities. In return Kirkpatrick strives to offer a competitive and comprehensive benefit package.

Kirkpatrick Bank offers the following benefits (subject to eligibility requirement)

  • Company subsidized health and dental insurance for employees and dependents  
  • Health and Dependent care flexible spending accounts, HSA account
  • Company provided life insurance and long term disability 
  • Generous 401(k) Match 
  • Paid Sick and Vacation 
  • Wellness Plan 
  • Employee Banking products and services provided

Position Summary: Assist with ensuring the bank's processes, operations, and procedures comply with all applicable regulations and requirements.

Supervisory Responsibilities: None

Essential Job Functions and Responsibilities:

  • Maintain documentation files of compliance reviews showing areas of concern and corrective actions taken
  • Assist in the development of new materials, products, and services, as needed
  • Conduct regulatory research as needed and provide compliance support to all bank departments and branches
  • Provide information to branches, departments, and management regarding existing policies and procedures
  • Review regulation updates to determine how they will affect the bank, as needed
  • Collaborate with your Compliance teammates to coordinate the implementation of new or revised regulatory requirements
  • Conduct monthly flood insurance reviews
  • Review consumer loan disclosures for compliance with Reg Z/RESPA – TRID
  • Conduct quarterly Reg B/FCRA Compliance Reviews
  • Review denied/withdrawn files, as needed
  • Periodically review new deposit accounts for compliance with CIP and other regulations
  • Periodically review a sample of disputes, such as debit card and ACH for compliance with internal procedures and regulation requirements
  • Periodically review a sample of deposit holds
  • Draft Compliance procedures, as needed
  • Test operational procedures for exactness and clarity
  • Commitment to Company Mission and Core Values

The above represents general responsibilities for the position. Other duties, responsibilities, and qualifications may be required and/or assigned as necessary.

Qualifications

Skills and Abilities:

  • Must be detail oriented
  • Proficient with Microsoft Word and Excel
  • General knowledge of the banking industry
  • Prefer familiarity with Fiserv systems
  • Prefer familiarity with LaserPro loan operating systems documents

Education and Experience: 

  • Seeking a business degree; preference given to Business Administration
  • Compliance certifications preferred

Physical Requirements and Working Conditions:

  • Prolonged periods sitting at a desk and working on a computer
  • Must be able to lift up to 25 pounds at times
  • Professional office environment
  • Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions

Kirkpatrick Bank is an Equal-Opportunity Employer who offers EEO to all persons without regard to race, color, religion, age, marital or veterans’ status, sex, national origin, physical or mental disability, or any other legally protected class.

Skills Required

  • Must be detail oriented
  • Proficient with Microsoft Word and Excel
  • General knowledge of the banking industry
  • Seeking a business degree (preference Business Administration)
  • Prefer familiarity with Fiserv systems
  • Prefer familiarity with LaserPro loan operating systems documents
  • Compliance certifications preferred
  • Must be able to lift up to 25 pounds at times
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The Company
200 Employees
Year Founded: 1970

What We Do

Kirkpatrick Bank is a privately owned, community-focused financial institution and business bank serving Oklahoma and Colorado. It offers a full range of services with a primary focus on commercial banking, committed to personalized service and financial strength.

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