Compliance Analyst

Reposted 4 Days Ago
New York, NY
In-Office
Junior
Financial Services
The Role
The Compliance Analyst supports Legal & Compliance operations, maintains documentation, and acts as a liaison across teams regarding compliance projects.
Summary Generated by Built In

About the position

We are looking for a Compliance Analyst to support the day-to-day operations of our Legal & Compliance team and drive a variety of projects. In this role, you’ll work alongside seasoned colleagues to maintain the documentation, controls, and processes that keep our surveillance workflows running smoothly. You’ll also serve as a key liaison between our team and the rest of the firm, often acting as a first point of contact for traders, technologists, and other colleagues.

Additional responsibilities of the role will include:

  • Maintaining and updating market maker lists, including registrations and ongoing changes
  • Updating restricted and sanctions lists, ensuring accuracy and timely distribution
  • Performing information barrier checks, verifying that client order permissions are set appropriately for traders
  • Disclosing new accounts to exchanges and track submissions through completion
  • Reviewing options market maker report cards from exchanges, summarizing findings, and helping to follow up on any required actions
  • Gathering and organizing information needed for securities class action claims

About You

  • 1-3 years of experience in a legal & compliance environment; no specific regulatory or policy exposure required
  • Proactive self-starter with excellent attention to detail, organization, and follow-through
  • Discrete and trustworthy; able to use good judgment to make real-time decisions
  • Clear, concise communicator with colleagues and external partners
  • Comfortable asking questions, surfacing issues early, and owning mistakes
  • Reliable and flexible team player with a positive attitude and learns quickly from feedback
  • Able to work independently, escalate when necessary and proactively drive tasks and projects to completion 

If you're a recruiting agency and want to partner with us, please reach out to [email protected]

Top Skills

Compliance Software
Documentation Tools
Surveillance Workflows
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The Company
HQ: New York, NY
1,390 Employees
Year Founded: 2000

What We Do

Jane Street works differently. As a liquidity provider and market maker, we trade on more than 200 trading venues across 45 countries and help form the backbone of global markets. Our approach is rooted in technology and rigorous quantitative analysis, but our success is driven by our people.

Our bright, beautiful offices in the heart of New York, London, Hong Kong, and Amsterdam are open and buzzing with conversation. We come from many backgrounds and encourage travel between offices to share perspectives. Some of our best ideas come from bumping into a visiting colleague at the office coffee bar.

Markets move fast. Staying competitive as we’ve grown has required constant invention—of new trading strategies, technology, and processes. We’ve found this is easier when you hire humble, kind people. They tend to help each other, and prioritize teamwork over titles.

We invest heavily in teaching and training. There’s a library and a classroom in every office, because deepening your understanding of something is considered real work. Guest lectures, classes, and conferences round out the intellectual exchanges that happen every day.

People grow into long careers at Jane Street because there are always new and interesting problems to solve, systems to build, and theories to test. More than twenty years after our founding, it still feels like we’re just getting started.

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