Compliance Analyst

Invenergy drives innovation in energy. Powered by decades of entrepreneurial experience and unparalleled execution, we solve the energy challenges facing our customers and communities. We provide power generation and storage solutions at scale around the world to create a cleaner energy future. We develop. We build. We own. We operate. We are Invenergy.

Job Description

Responsibilities include:

General Compliance Activities & Support (~33%)

Assist the EDP’s Compliance Manager and the International Compliance Manager with the following activities:

• Coordinating various activities supporting EDP and Latin American compliance programs, including compliance risk assessments and training sessions. 
• Developing employee communications to promote the core elements of an effective compliance program.
• Reviewing translated content for accuracy, particularly for governing documents and training / communications.
• Coordinating training activities and events to promote compliance in the communities surrounding the EDP power plant, social, assets, environmental teams, and relevant third parties of the project.
• Support coordination and set up for local compliance committees in the Latin American region.
• Drafting minutes of local compliance committee meetings.
• Monitoring compliance policies and procedures, identifying risks and opportunities for improvement, as well as the potential need for new policies, procedures, guidelines, trainings, etc.
• Assisting with the development of compliance program reporting to lenders, El Salvador’s Financial Investigation Unit (“FIU”), external auditors, senior management, and other key stakeholders.
• Supporting the development of international compliance programs / criminal compliance model(s), as applicable.
• Other ad-hoc activities / initiatives.

Third-Party Due Diligence (“TPDD”) (~33%)

• Responding professionally to daily third-party due diligence requests, carrying out screening activities, gathering and analyzing documentation, reviewing third-party due diligence forms and annexes, and thoroughly documenting findings.

• Storing third-party due diligence reports and supporting documents in a properly protected location with limited access.
• Maintaining internal database of all third-party due diligence requests in accordance with FIU requirements and in coordination with Invenergy’s global Third-Party Risk Management (“TPRM”) program.
• Actively participating and offering support during internal Legal & Compliance TPDD / TPRM team meetings.
• Support with TPDD form and internal process / procedure updates, as well as with the development of knowledge management collateral.
• Keeping all records, data, and information updated and accurate.
• Preparing reports for senior management, summarizing information clearly and objectively, escalating concerns and / or negative findings, and proposing mitigation measures.
• Implementing a risk assessment for third parties.

Know Your Customer (“KYC”) (~33%)

• Responding professionally to daily KYC inquiries from internal and external parties.
• Reviewing and evaluating KYC requests alongside Legal team members, confirming appropriate Non-Disclosure Agreements (NDAs) and confidentiality provisions are in place.
• Collecting documentation in response to KYC requests and renewals, such as company, officer, owner, investor, and entity-specific information to prepare responses to KYC requests from banks and other entities.
• Validating KYC supporting documentation for accuracy by coordinating with various internal stakeholders, such as corporate paralegals, commercial, tax, treasury, financial reporting, and accounting and financial operations team members.
• Saving and sending final KYC documentation with appropriate level(s) of security, such as password protection of sensitive information.
• Maintaining internal database of all KYC requests and renewal requests, keeping all records, data, and information updated and accurate.
• Escalating KYC questions and / or issues to senior management in an organized and timeline manner.

Required Skills:

• Bilingual Spanish / English (advance/fluid)
• Minimum of 2 years’ professional experience.
• Preferred previous experience in consulting, law firms, or in-house legal or compliance departments.
• Degree or certification related to law or compliance. Knowledge in matters related to KYC, anti-money laundering, fraud and corruption prevention, and criminal risks associated with business activities, among others (preferred).

• Preferred experience working with IT solutions, entity management systems and KYC tools and databases, such as public databases, London Stock Exchange (LSEG) / Refinitiv, World Check, among others.

• Strong organizational, time management, and oral and written communication skills.
• High attention to detail.
• Ability to maintain confidentiality of sensitive and proprietary information.
• Ability to prioritize and meet deadlines without sacrificing quality of work product.
• Ability to work independently and collaboratively, depending on the situation.
• Excellent interpersonal skills with the ability and desire to work effectively in a team environment.
• Proficient in Microsoft 365 products, including Outlook, Word, Excel, PowerPoint, SharePoint, MS Teams, etc., as well as Adobe Acrobat / Nuance.