Compliance Analyst

Sorry, this job was removed at 06:31 p.m. (CST) on Wednesday, Nov 27, 2024
Be an Early Applicant
Hong Kong
In-Office
Financial Services
The Role

About the Position

We’re looking for a responsible Compliance Analyst to help ensure colleagues in our Asia offices are satisfying local, APAC and international laws and regulations. This will involve regulatory filings, trade surveillance, monitoring tasks and overseeing control room function activities to keep things compliant in a time-sensitive environment.
The regulatory landscape of our industry is complex and always evolving. You’ll help us review and interpret new rules, educate colleagues on changes and update firm policies and procedures. This will require strong people skills and the ability to explain processes clearly to individuals in various departments across the firm.
Our Legal and Compliance team is a dedicated group of analysts who share a passion for protecting our colleagues as they focus on their daily work. Our Asia offices have grown substantially over the past few years. You will help us make sure our trading activity and operations continue to grow responsibly with them.

About You

  • Undergraduate degree in finance, quantitative finance, risk or related studies
  • Relevant experience in the financial services industry; experience in compliance control room functions is a plus
  • Have a deep knowledge and understanding of local APAC regulations for securities dealers operating a global model
  • Have strong Excel skills and experience working with large sets of data
  • Reliable and courteous team player with great communication skills
  • Organised with exceptional attention to detail; can work proactively to solve problems and prioritise tasks in a fast-paced environment
  • Eager to learn; able to grow from mistakes and accept feedback
  • VBA/SQL/Python/Linux skills and familiarity with surveillance products such as SMARTS Broker and Actimize are a plus
  • Ability to speak Japanese, Mandarin or Korean is a plus
  • Fluency in English is required


If you're a recruiting agency and want to partner with us, please reach out to [email protected].

Similar Jobs

In-Office
Kowloon, HKG
223850 Employees

MongoDB Logo MongoDB

Account Executive

Big Data • Cloud • Software • Database
Easy Apply
Remote or Hybrid
Hong Kong
5550 Employees

TransUnion Logo TransUnion

VP, Sales Specialist & Business Development

Big Data • Fintech • Information Technology • Business Intelligence • Financial Services • Cybersecurity • Big Data Analytics
Remote or Hybrid
Hong Kong
13000 Employees

Wise Logo Wise

Compliance Senior Manager

Fintech • Mobile • Payments • Software • Financial Services
Remote or Hybrid
Hong Kong
8000 Employees
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: New York, NY
1,390 Employees
Year Founded: 2000

What We Do

Jane Street works differently. As a liquidity provider and market maker, we trade on more than 200 trading venues across 45 countries and help form the backbone of global markets. Our approach is rooted in technology and rigorous quantitative analysis, but our success is driven by our people.

Our bright, beautiful offices in the heart of New York, London, Hong Kong, and Amsterdam are open and buzzing with conversation. We come from many backgrounds and encourage travel between offices to share perspectives. Some of our best ideas come from bumping into a visiting colleague at the office coffee bar.

Markets move fast. Staying competitive as we’ve grown has required constant invention—of new trading strategies, technology, and processes. We’ve found this is easier when you hire humble, kind people. They tend to help each other, and prioritize teamwork over titles.

We invest heavily in teaching and training. There’s a library and a classroom in every office, because deepening your understanding of something is considered real work. Guest lectures, classes, and conferences round out the intellectual exchanges that happen every day.

People grow into long careers at Jane Street because there are always new and interesting problems to solve, systems to build, and theories to test. More than twenty years after our founding, it still feels like we’re just getting started.

Similar Companies Hiring

Amplify Platform Thumbnail
Fintech • Financial Services • Consulting • Cloud • Business Intelligence • Big Data Analytics
Scottsdale, AZ
62 Employees
Rain Thumbnail
Web3 • Payments • Infrastructure as a Service (IaaS) • Fintech • Financial Services • Cryptocurrency • Blockchain
New York, NY
80 Employees
Granted Thumbnail
Mobile • Insurance • Healthtech • Financial Services • Artificial Intelligence
New York, New York
23 Employees

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account