Compliance Analyst

Posted 7 Days Ago
Be an Early Applicant
Hong Kong
1-3 Years Experience
Financial Services
The Role
The Compliance Analyst will ensure compliance with local, APAC, and international laws and regulations, conduct regulatory filings, manage trade surveillance, and oversee control room activities. They will review and interpret new regulations, educate colleagues on changes, and update policies while maintaining strong communication and problem-solving skills.
Summary Generated by Built In

About the Position

We’re looking for a responsible Compliance Analyst to help ensure colleagues in our Asia offices are satisfying local, APAC and international laws and regulations. This will involve regulatory filings, trade surveillance, monitoring tasks and overseeing control room function activities to keep things compliant in a time-sensitive environment.
The regulatory landscape of our industry is complex and always evolving. You’ll help us review and interpret new rules, educate colleagues on changes and update firm policies and procedures. This will require strong people skills and the ability to explain processes clearly to individuals in various departments across the firm.
Our Legal and Compliance team is a dedicated group of analysts who share a passion for protecting our colleagues as they focus on their daily work. Our Asia offices have grown substantially over the past few years. You will help us make sure our trading activity and operations continue to grow responsibly with them.

About You

  • Undergraduate degree in finance, quantitative finance, risk or related studies
  • Relevant experience in the financial services industry; experience in compliance control room functions is a plus
  • Have a deep knowledge and understanding of local APAC regulations for securities dealers operating a global model
  • Have strong Excel skills and experience working with large sets of data
  • Reliable and courteous team player with great communication skills
  • Organised with exceptional attention to detail; can work proactively to solve problems and prioritise tasks in a fast-paced environment
  • Eager to learn; able to grow from mistakes and accept feedback
  • VBA/SQL/Python/Linux skills and familiarity with surveillance products such as SMARTS Broker and Actimize are a plus
  • Ability to speak Japanese, Mandarin or Korean is a plus
  • Fluency in English is required


If you're a recruiting agency and want to partner with us, please reach out to [email protected].

Top Skills

Python
SQL
VBA
The Company
HQ: New York, NY
1,390 Employees
On-site Workplace
Year Founded: 2000

What We Do

Jane Street works differently. As a liquidity provider and market maker, we trade on more than 200 trading venues across 45 countries and help form the backbone of global markets. Our approach is rooted in technology and rigorous quantitative analysis, but our success is driven by our people.

Our bright, beautiful offices in the heart of New York, London, Hong Kong, and Amsterdam are open and buzzing with conversation. We come from many backgrounds and encourage travel between offices to share perspectives. Some of our best ideas come from bumping into a visiting colleague at the office coffee bar.

Markets move fast. Staying competitive as we’ve grown has required constant invention—of new trading strategies, technology, and processes. We’ve found this is easier when you hire humble, kind people. They tend to help each other, and prioritize teamwork over titles.

We invest heavily in teaching and training. There’s a library and a classroom in every office, because deepening your understanding of something is considered real work. Guest lectures, classes, and conferences round out the intellectual exchanges that happen every day.

People grow into long careers at Jane Street because there are always new and interesting problems to solve, systems to build, and theories to test. More than twenty years after our founding, it still feels like we’re just getting started.

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