Compliance Analyst

Build the future with us

Are you driven by compliance matters in the financial services industry and looking to contribute to an organization that helps its clients feel confident and secure about their future? As a Compliance Analyst, you will play a key role in monitoring business practices and ensuring compliance with regulatory requirements across our organization.

This position offers an excellent opportunity to showcase your expertise and fully leverage your potential within a caring and trusted organization. Here, people and their development are at the heart of everything we do, fostering an environment that encourages collaboration and innovation.

What you’ll accomplish with us
As a Compliance Analyst, you will be at the heart of our mission. Your main responsibilities will include:

• Conduct reviews related to the business practices of independent advisors.

• Perform analyses and prepare recommendation reports.

• Collaborate on reviews of advisors' business practices and recommend appropriate corrective actions.

• Support various business lines and partners by conducting analyses and assessments related to compliance requirements applicable to the distribution and manufacturing of financial products and services.

• Participate in compliance department projects where your expertise is required.

What could accelerate your success in this role
We’re looking for someone who:

We're looking for someone who:

• Is recognized for their strong analytical and problem-solving skills.

• Stands out for their organizational skills, autonomy, and attention to detail.

• Demonstrates strong communication skills and the ability to formulate clear and actionable recommendations.

• Is recognized for their collaborative mindset and ability to adapt in a constantly evolving environment.

• Possesses a minimum of 3 years of experience in the financial services industry, ideally in compliance or financial product distribution.

• Holds a Bachelor's degree in Law, Business Administration, Finance, or another relevant field.

• Has a solid understanding of regulatory requirements applicable to the distribution of financial products, including those established by the AMF and other regulatory bodies.

• Possesses an advanced level of French, as the individual will be required to communicate both verbally and in writing with French-speaking partners on a regular basis

Why you’ll love working with us

• A work environment where learning and development merge with a collective pursuit of excellence.
• A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.
• The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.
• Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!

Apply now and get ahead of your career, where your talent really belongs! 

Still unsure about applying?
At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you!

iA Financial Group

iA Financial Group* is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here. Someone from our team will be happy to assist you with your needs.