Compliance advisor, financial services (contract)

Posted 17 Days Ago
Be an Early Applicant
Hiring Remotely in USA
Remote
80K-110K Hourly
Senior level
Artificial Intelligence • Software • Generative AI
The leading enterprise generative AI platform
The Role
Advise on integrating regulatory compliance capabilities into products, guide development of compliance features, and support compliance framework creation.
Summary Generated by Built In

🚀 About WRITER

WRITER is where the world's leading enterprises orchestrate AI-powered work. Our vision is to expand human capacity through super intelligence. And we're proving it's possible – through powerful, trustworthy AI that unites IT and business teams together to unlock enterprise-wide transformation. With WRITER's end-to-end platform, hundreds of companies like Mars, Marriott, Uber, and Vanguard are building and deploying AI agents that are grounded in their company's data and fueled by WRITER's enterprise-grade LLMs. Valued at $1.9B and backed by industry-leading investors including Premji Invest, Radical Ventures, and ICONIQ Growth, WRITER is rapidly cementing its position as the leader in enterprise generative AI.

📐 About the role

We are seeking an experienced financial services compliance professional to advise on integrating regulatory compliance capabilities into our product.

The ideal candidate has deep expertise in financial services regulations and can translate complex regulatory requirements into practical product features.

This will be a fully remote, 2-3 month contract and you will report to the financial services industry lead.

🦸🏻‍♀️ What you’ll do

  • Review marketing generated content to ensure compliance

  • Advise on regulatory requirements applicable to our product

  • Guide development of compliance-related product features

  • Review product roadmap through a compliance lens

  • Support creation of compliance framework and best practices

⭐️ What you need

  • Compliance expertise: proven track record working in legal and or compliance at a top financial services firm

  • Regulatory knowledge: strong understanding of FINRA, SEC regulations, and other relevant financial regulatory frameworks

  • Financial services background: significant experience navigating compliance requirements in banking, brokerage, or fintech environments

  • Product development advisory: ability to consult with product and engineering teams to embed compliance considerations into product design and features

  • Risk assessment: experience evaluating regulatory risks and developing mitigation strategies

  • Documentation & processes: skilled in creating compliance documentation, policies, and operational procedures

  • Experience reviewing marketing materials at a financial institution

  • Experience with Red Oak or norm.ai software

Compensation Range: $80 - $110


#BI-Remote

Top Skills

Compliance Frameworks
Financial Services
Finra
Sec Regulations
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The Company
HQ: San Francisco, CA
350 Employees
Year Founded: 2020

What We Do

Writer is the full-stack generative AI platform delivering transformative ROI for the world’s leading enterprises. Its fully integrated solution makes it easy to deploy secure and reliable AI applications and agents that automate mission-critical work. Writer’s suite of development tools is supported by Palmyra – Writer’s state-of-the-art family of LLMs – alongside its industry-leading graph-based RAG and customizable AI guardrails. Hundreds of customers like Accenture, Intuit, L’Oreal, Salesforce, Uber, and Vanguard trust Writer to transform the way they work. Founded in 2020 with offices in San Francisco, New York City, and London, Writer is backed by world-leading investors, including Premji Invest, Radical Ventures, ICONIQ Growth, Insight Partners, Balderton, B Capital, Salesforce Ventures, Adobe Ventures, Citi Ventures, IBM Ventures, WndrCo, and others. Learn more at writer.com.

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