Client Relationship Associate (Wealth Management)

Job Description Summary

Job Description

Job Summary:

Celebrating more than 30 years of service and excellence in the Financial Service Industry, Thakar Financial LLC is seeking a dynamic Client Relationship Associate who is looking to join this growing team. This ideal candidate will be detail orientated, problem solver, and is able to work independently. This role helps provide high quality customer service to prospective and existing clients. The candidate will play a key role in all operations duties.  Ideal candidate would be in the Clearwater Beach, Florida area.

Duties and Responsibilities:

• Services the daily interactions with clients, including basic inquiries and scheduling of meetings in person and via Zoom.
• Research client and security information through the back office system.
• Works both independently and with the team to provide support to the financial advisor.
• With accuracy process client transactions per client request or financial advisor request.
• Open new client accounts.
• Ensure client paperwork and documentation is correct to submit for processing.
• Prepare reports and agenda for upcoming client meetings for the financial advisor.
• Create notes and other records in Client Relationship Management software.
• Perform other tasks as assigned.

Knowledge of:

• Company’s working structure, policies, mission, and strategies.
• General office practices, procedures, and methods.
• Investment concepts, practices and procedures used in the securities industry.
• Financial markets and products.

Qualifications:

• Bachelor’s degree in business or related discipline, MBA preferred.
• 2 or more years’ experience in the securities industry or related work experience preferred.
• Sie/Series 7 and Series 66 preferred
• Experience in using Client Relationship Management software
• Proficient n Microsoft Office software

Thakar Financial and its employees are independent contractors with respect to Raymond James; not employees of Raymond James. The term “Raymond James” includes, but is not limited to Raymond James Financial Services, Inc. (“RJFS”) and Raymond James Financial Services Advisors. Inc. (“RJFSA”) as affiliates.

Education

Work Experience

Certifications

Travel

Workstyle

At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view. 
We expect our associates at all levels to:
•  Grow professionally and inspire others to do the same
•  Work with and through others to achieve desired outcomes
•  Make prompt, pragmatic choices and act with the client in mind
•  Take ownership and hold themselves and others accountable for delivering results that matter
•  Contribute to the continuous evolution of the firm

At Raymond James – as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates.  When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.