Capital Market Compliance Specialist

Posted 8 Days Ago
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Hiring Remotely in Bangkok, Phra Nakhon, Bangkok, THA
Remote
Entry level
Information Technology • Software
The Role
Support capital market compliance and corporate governance: manage SET/SEC disclosures, monitor regulatory changes, develop compliance policies, conduct training, oversee subsidiaries governance, and support ESG benchmarking and external assessments.
Summary Generated by Built In

Become a part of Thailand’s no.1 Digital Service Provider, Who strives to provide best services that help people fulfil their dreams.

We are looking for potential candidates who are eager to learn and grow to join our young talent team.

Job Posting Location

Bangkok

Job Summary

1.Compliance Tasks
• Manage SET and SEC disclosures (e.g., Form 56-1 One Report and notifications to the SET and SEC).
• Evaluate compliance issues and regulatory concerns across the Company.
• Monitor changes in relevant laws and regulations in capital market and recommend appropriate actions.
• Develop, implement and monitor compliance policies, procedures and governance frameworks to ensure compliance
• with capital market laws, SEC/SET regulations, and internal requirements, e.g., Material Transactions (MT), Related Party
• Transactions (RPT) and insider trading.
• Conduct compliance training to promote awareness and understanding of regulatory requirements and internal policies.
2.Governance & Oversight
• Oversee subsidiaries, joint ventures, and associate companies to ensure alignment with the Company's governance standards.
• Provide governance advisory for significant business initiatives, investments, and strategic transactions.
3.Corporate Governance & ESG
• Monitor emerging corporate governance trends and provide updates to the working team and management.
• Support governance benchmarking and external assessments (e.g., CGR, FTSE Russell and other governance-related ratings).

Job Description

1.Compliance Tasks

  • Manage SET and SEC disclosures (e.g., Form 56-1 One Report and notifications to the SET and SEC).
  • Evaluate compliance issues and regulatory concerns across the Company.
  • Monitor changes in relevant laws and regulations in capital market and recommend appropriate actions.
  • Develop, implement and monitor compliance policies, procedures and governance frameworks to ensure compliance
  • with capital market laws, SEC/SET regulations, and internal requirements, e.g., Material Transactions (MT), Related Party
  • Transactions (RPT) and insider trading.
  • Conduct compliance training to promote awareness and understanding of regulatory requirements and internal policies.

2.Governance & Oversight

  • Oversee subsidiaries, joint ventures, and associate companies to ensure alignment with the Company's governance standards.
  • Provide governance advisory for significant business initiatives, investments, and strategic transactions.

3.Corporate Governance & ESG

  • Monitor emerging corporate governance trends and provide updates to the working team and management.
  • Support governance benchmarking and external assessments (e.g., CGR, FTSE Russell and other governance-related ratings).

Recruiter

Worranit Lertputtibunhiran (วรนิษฐ์ เลิศพุฒิบุญหิรัญ)

Skills Required

  • Manage SET and SEC disclosures (e.g., Form 56-1 One Report and notifications)
  • Evaluate compliance issues and regulatory concerns across the Company
  • Monitor changes in capital market laws and regulations and recommend actions
  • Develop, implement and monitor compliance policies, procedures and governance frameworks
  • Ensure compliance with capital market laws, SEC/SET regulations, and internal requirements (e.g., MT, RPT, insider trading)
  • Conduct compliance training to promote regulatory and policy awareness
  • Oversee subsidiaries, joint ventures, and associates for governance alignment
  • Provide governance advisory for major business initiatives, investments, and transactions
  • Monitor corporate governance trends and update management and teams
  • Support governance benchmarking and external assessments (e.g., CGR, FTSE Russell)

AIS Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about AIS and has not been reviewed or approved by AIS.

  • Healthcare Strength Health and wellness offerings include annual check-ups, vaccinations, and access to an onsite wellness center with medical and physiotherapy services. Insurance coverage extends to medical, dental, life, and accident protection from the first day of employment.
  • Retirement Support A voluntary provident fund is available alongside participation in the national Social Security system and access to an employee credit cooperative for savings and loans. Statutory protections such as compensation coverage for work-related injury or illness are also highlighted.
  • Parental & Family Support Leave and welfare supports cover compassionate leave and assistance for life events such as marriage, miscarriage, bereavement, and inpatient care. Stated provisions indicate attention to family needs that align with, and in places go beyond, standard local practice.

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The Company
HQ: Phayathai, Bangkok
4,005 Employees
Year Founded: 1990

What We Do

Advanced Info Service Public Company Limited (AIS) is the 5G Digital Service Provider with the most spectra to provide service, totalling 1420MHz . The company has the most subscribers in Thailand, counting over 45.7 million in September 2022. AIS is ready to power Thailand with 5G technology which currently covers 77 provinces through 3 core businesses: mobile phones, high-speed home broadband through AIS Fibre, and Digital Services in 5 aspects of video, the Cloud, digital payments, the Internet of Things (IoT) and services provided jointly with partners. The company is also expanding into AIS eSports and AIS Insurance Service. All of this is to proceed with the vision of becoming a Cognitive Tech-Co, to support a robust digital infrastructure for the country, boost the industrial sector’s competitive potential and upgrade quality of life for all Thais.

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