Associate/Vice President - Risk and Compliance, Global Markets Division

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

• Identify changes in regulations which may impact Global Markets’ compliance policies and procedures

• Identify potential risks and propose compliance controls to manage and mitigate risks to provide advisory and support to global market business.

• Ensure proper documentation and updating of compliance policies and procedures and provide training on new regulations and policies

• First point of contact for internal, external auditors and regulators.

• Reporting to HO on status of market compliance initiatives

• Implementation of Head Office rules and controls

• Review AGMD departments’ activities to identify methods to improve regulatory compliance and propose recommendations

Job Requirements:

• Minimum Bachelor Degree

• For Associate level: Minimum 3 years of working experience in market compliance

• For Vice President level: Minimum 5 years of working experience in market compliance

• Minimum 5 years of experience working in the financial sector

• Strong understanding of market dynamics and global financial markets

• Possesses solid knowledge of market trends and developments, with experience in global financial markets

• Strong knowledge in both local and international/extra-territorial regulations

• Ability to manage stakeholders and provide advisory to support departments in Global Markets

• Familiar with Global Markets products and services

• Strong communication skills with ability to influence others and embed frameworks, processes, and recommendations. 

• Proficient with Microsoft 365.

We regret to inform that only shortlisted applicants will be notified.

Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.