Associate, Securities Services

Posted 6 Days Ago
Be an Early Applicant
Vancouver, BC
In-Office
50K-58K Annually
Junior
Financial Services
The Role
The role involves handling securities counter operations, responding to inquiries, processing journals, and maintaining client records in a detail-oriented manner. Candidates should demonstrate strong organizational skills and experience in the financial industry.
Summary Generated by Built In

Securities Associate

Vancouver, BC

Salary Range: $50,000 - $58,000

Who we are:

Canaccord Genuity (CG) is a leading independent full-service financial services firm, with operations in two principal segments of the securities industry:  wealth management and capital markets.  CG is driven by an unwavering commitment to build lasting client relationships – we achieve this by generating value for our individual, institutional, and corporate clients through comprehensive wealth management solutions and investment banking services.  We are a leading independent wealth management firm in Canada, and the leading mid-market provider of investment banking advisory, equity research, sales and trading services for corporations and institutions.

We pride ourselves on understanding our clients’ needs and finding innovative, bespoke solutions.  Our entrepreneurial and friendly team will challenge you to learn and grow every day.  We value great work and collaboration and strive to eliminate bureaucratic thinking.  We’re looking for talented people who thrive in a fast-paced environment and want to have an impact with innovative ideas and best practices.

Come be a part of our Canadian success story and help deliver superior experiences for our clients. At CG, we recognize that diversity across our business strengthens our client relationships and enables more innovative solutions.  We strongly encourage applications from all qualified individuals regardless of race, religion, colour, national origin, gender, sexual orientation, age, marital status, or disability status. CG provides an accessible candidate experience. If you need any accommodations throughout the interview process and beyond, please let us know.

Our Canadian operations, Canaccord Genuity Corp., is currently looking for an organized, detail and deadline-oriented individual to join our Securities Services team.

Responsibilities:

  • Attend to the securities counter, handling the intake of physical certificates and cheques.

  • Respond to client and broker inquiries in a timely manner.

  • Process journals for reconciliation of inter-branch transit deliveries of physical certs.

  • Check and receive in physical securities from private placement closings and process unit split exchanges.

  • Receive stock certificates into both client and control accounts

  • Escrow Release processing

  • Key DRS deposits into CDS and DTC

  • Perform additional responsibilities or projects as assigned;

  •  Maintaining an openness to cross-train and learn other areas of the Securities Services Department in order to  provide support where necessary.

Skills & Qualifications:

  • Minimum of 1 - 3 years of financial industry experience.

  • Previous experience handling physical stock certificates, warrants, and DRS is an asset

  • Strong organizational skills with excellent attention to detail.

  • Strong customer service skills.

  • Excellent verbal and written communication skills.

  • Ability to work effectively under pressure and meet deadlines is essential.

  • Strong problem-solving skills with the ability to work independently and within a team (team player perspective is key).

  • Hard-working, positive, dedicated and prepared to work overtime when necessary. 

  • Strong level of MS Outlook, Excel and Word required.

  • Familiarity with Dataphile is an advantage.

#INDHP #LI-VP1 #LI-Onsite

All applications will be held in strict confidence.

In order to be considered for employment, candidates selected for interviews will be required to show proof of citizenship, permanent residence or eligibility to work in Canada with no restrictions.

Protecting your online safety:

Canaccord Genuity and its affiliates do not use text messages for recruitment purposes. If you have received a text message claiming to be from CG or an authorized representative regarding job recruitment, please treat as fraudulent and do not respond.

We wish to thank all candidates for their interest but only those applicants selected for an interview will be contacted. No phone calls please. Thank you for your understanding.

Top Skills

Dataphile
Excel
Ms Outlook
Word
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The Company
HQ: New York, NY
757 Employees
Year Founded: 1950

What We Do

Canaccord Genuity is the global capital markets division of Canaccord Genuity Group Inc., offering institutional and corporate clients idea-driven investment banking, merger and acquisition, research, sales and trading services from offices in North America, UK & Europe, Asia, Australia and the Middle East. Our diverse team of capital markets and advisory professionals has deep industry and transactional expertise in key growth sectors of the global economy. We are committed to providing valued services to our clients throughout the entire lifecycle of their business and operating as a gold standard independent investment bank – expansive in resources and reach, but targeted in industry expertise, market focus and individual client attention.

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