Associate General Counsel, Regulatory Affairs

Posted 10 Days Ago
Be an Early Applicant
2 Locations
In-Office
Senior level
Financial Services
The Role
Provide legal advice and regulatory guidance across insurance and distribution businesses; coordinate regulatory filings, examinations, and remediation; support government relations; develop and review policies; manage legal and compliance matters related to AI, data governance, privacy, and social media; perform legal research and reporting.
Summary Generated by Built In

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Job PurposeThe Associate General Counsel, Regulatory Affairs provides advice to internal departments on a wide range of legal issues. The AGC coordinates regulatory interactions and examinations for Jackson's insurance and distribution businesses; oversees regulatory filings and other regulatory submissions; facilitates remediation of exam findings; provides leadership with regulatory examinations and interactions; assists with highly confidential projects; assists with the development and implementation of corporate policies; and coordinates legal and compliance efforts related to artificial intelligence, data governance, privacy, and social media.Essential Responsibilities
  • Coordinates responses to regulatory inquiries and examination requests, including matters received from state, federal, and international regulators. Partners and collaborates with key stakeholders across Jackson’s actuarial, finance, operations, insurance, and distribution businesses to identify key regulatory issues impacting the Company.
  • Responsible for preparation and timely submission of regulatory filings, amendments, and other confidential regulatory communications associated with Jackson’s domestic and international regulatory obligations.
  • Prepares interpretive guidance and coordinates regulatory implementations as requested.
  • Supports the Government Relations department with federal and state advocacy by providing technical expertise, including provision of model legislative and regulatory language and contributing to position papers on legislative and regulatory issues.
  • Reviews the Company’s policies for compliance with applicable laws and regulations and industry best practices and, where necessary, creates policies and procedures where none exist or updates existing policies.
  • Assists in the implementation and management of remediating items identified by regulators as either formal findings or potential issues arising from exams or identified internally by the Jackson Chief Compliance Officer.
  • Identifies trends within the regulatory landscape that may impact Jackson, especially those arising from exams, enforcement actions, and other state guidance.
  • Provides regular reporting on examination and regulatory activity both within Jackson and the marketplace at large.
  • Researches and handles legal issues, prepares legal and risk analysis as requested by the AVP, Regulatory Affairs; Jackson Chief Compliance Officer; and Enterprise Chief Compliance Officer.
Other Duties
  • Occasional business travel may be required.
  • Performs other duties and/or projects as assigned.
Knowledge, Skills and Abilities
  • Exceptional project management skills.
  • Excellent organizational and prioritization skills.
  • Strong attention to detail, editing, and proofreading skills.
  • Demonstrated ability to work independently and collaboratively in a team environment.
  • Exceptional ability to make decisions while operating in a fast-paced and deadline-oriented environment.
  • Excellent verbal, written, and presentation skills with the ability to articulate important legal concerns/principles to business units.
  • Excellent research, analysis, and drafting skills.
  • Exceptional critical thinking and analytical reasoning skills with the ability to provide alternate approaches and solutions.
  • Strong working knowledge of Microsoft Office, including Word, Access, Excel, and Outlook.
  • Effective at establishing and maintaining positive working relationships with management, colleagues, and internal and external contacts.
  • Possession of a strong business acumen.
  • Demonstrated mentoring skills.
  • Solid working knowledge of the life insurance and annuity industry, including operations and products.
  • Solid working knowledge of the broker-dealer and insurance agency industry, including operations, securities products, and sales processes.
  • Strong knowledge of state insurance and federal securities laws, regulations, and standards.
  • Familiarity with the use of Lexis to conduct legal research.
Qualifications
  • Juris Doctor from ABA accredited law school required.
  • Member in good standing of a State Bar Association required.
  • 8+ years of prior legal experience required.
  • 8+ years of insurance and/or financial securities experience preferred.

Jackson is proud to be an equal opportunity workplace. The Company subscribes to and endorses federal and state laws and regulations relating to equal employment opportunity for all persons without regard to race, color, religion, gender, age, national origin, legally-recognized disability, marital status, legally-protected medical condition, citizenship, ancestry, height, weight, sexual orientation, veteran status, or any other factor not related to the needs of the job. The Company is committed to a policy of equal opportunity. Company facilities and campuses are tobacco-free environments.

Skills Required

  • Juris Doctor from ABA accredited law school
  • Member in good standing of a State Bar Association
  • 8+ years of prior legal experience
  • 8+ years of insurance and/or financial securities experience
  • Solid working knowledge of the life insurance and annuity industry, including operations and products
  • Solid working knowledge of the broker-dealer and insurance agency industry, including operations, securities products, and sales processes
  • Strong knowledge of state insurance and federal securities laws, regulations, and standards
  • Familiarity with the use of Lexis to conduct legal research
  • Strong working knowledge of Microsoft Office (Word, Access, Excel, Outlook)
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The Company
HQ: Lansing, MI
3,409 Employees

What We Do

Jackson® is committed to helping clarify the complexity of retirement planning. Our range of annuity products, financial know-how, history of award-winning service*, and streamlined experiences strive to reduce the confusion that complicates retirement plans. We dedicate our time, money, and resources to strengthening financial literacy, striving to make sure every American has access to the resources they need to master their money and their future. We believe by providing clarity for all today, we can help drive better outcomes for tomorrow. Interested in becoming one of our associates? We develop and celebrate talent in many areas, from sales and marketing to consulting and compliance. We know that diversity and inclusion make us all stronger together. Learn more about our products at jackson.com Contact Us Jackson.com 517/381-5500 – General Information 800/644-4565 – Contract Owners 877/565-2968 – Values and Contract Information * SQM (Service Quality Measurement Group) Contact Center Awards Program for 2004 and 2006-2021. (To achieve world-class certification, 80% or more of call-center customers surveyed must have rated their experience as very satisfied, the highest rating possible.) Jackson® is the marketing name for Jackson National Life Insurance Company® (Home Office: Lansing Michigan) and Jackson National Life Insurance Company of New York® (Home Office: Purchase New York). Jackson National Life Distributors LLC. SMPR1292 03/23

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