Associate, Compliance

Reposted 18 Days Ago
Chicago, IL, USA
Hybrid
60K-100K Annually
Junior
Financial Services
The Role
The Associate in Compliance will handle investor onboarding, maintain compliance documents, manage employee compliance, and assist with regulatory filings.
Summary Generated by Built In
Harrison Street Asset Management ("HSAM") is a leading global alternative investment management firm focused on real estate, infrastructure, and credit strategies across North America and Europe. Headquartered in Chicago, Toronto, and London with offices across North America, Europe, Asia and the Middle East, the firm has over $108 billion in assets under management on behalf of institutional investors and registered investment advisors globally.
 
Founded on a culture of innovation, HSAM is an early mover in alternative real estate and mid-market infrastructure. Today, the firm’s global team, consisting of more than 520 professionals, is committed to creating long-term value through deep sector expertise and forward-thinking strategies.

Harrison Street is seeking to hire an Associate to join our Compliance team that will focus on the investor onboarding, supporting our Investor Relations team and assisting in the management of the firm’s compliance program.  Compliance-related experience is preferred, but self-starters with superior written and oral communication skills will also be considered.  While the position is not formally in the legal department, the role will directly or indirectly report to the firm’s General Counsel, and candidates with legal training will also be considered.  The individual must be able to effectively manage multiple immediate, short-term and medium-term assignments.

This position will be based in the firm’s Chicago office.

Responsibilities

    Compliance Tasks:

    • Initial/Annual AML check of all investors.
    • Distribution of various compliance and reporting materials to investors.
    • Maintain legal documents for active mandates.
    • Assist with various regulatory filings.
    • Assist in management of employee compliance, including certifications and attestations in compliance management platform.
    • Conduct Marketing/PR reviews.
    • Conflicts of interest review and record-keeping.
    • Investor Relations Support:

    • Manage distribution of offering documents to prospective investors and communication during onboarding process.
    • Assist with investor closing process.
    • Assist with management of investor assignments/transfers of interest.
    • Assist with annual REIT closings.
    • Ad hoc projects as assigned.

Requirements

  • A Bachelor’s degree is required.
  • Prior work in compliance for a private equity manager preferred.
  • Strong written and verbal communication skills.
  • Ability to work in and manage compliance-related technology platforms.
  • Highly motivated, organized, disciplined and self-directed individual eager to learn all facets of the firm’s compliance program.

Harrison Street is proud to be an equal opportunity employer committed to diversity, equity and inclusion in the workplace and is an affirmative action employer. All qualified applicants will receive consideration for employment without regard to veteran status, uniform service member status, race, color, religion, sex, national origin, age, physical or mental disability, genetic information or any other protected class under federal, state, or local law. 
 
If you require accessibility assistance applying for open positions, please contact our ADA Accessible Line at (312) 920-0500 or [email protected]. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations. 
 
Harrison Street does not accept unsolicited headhunter and agency resumes. Harrison Street will not pay fees to any third-party agency or company that does not have a signed agreement with Harrison Street. 

Skills Required

  • A Bachelor's degree is required
  • Prior work in compliance for a private equity manager preferred
  • Strong written and verbal communication skills
  • Ability to work in and manage compliance-related technology platforms
  • Highly motivated, organized, disciplined and self-directed individual eager to learn all facets of the firm's compliance program
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The Company
HQ: Chicago, Illinois
372 Employees
Year Founded: 2005

What We Do

Harrison Street is one of the leading investment management firms exclusively focused on alternative real assets. Since inception in 2005, the firm has created a series of differentiated investment solutions focused on demographic-driven, needs-based assets. The firm has invested across senior housing, student housing, build-to-rent, healthcare delivery, life sciences and storage real estate as well as social, utility and digital infrastructure. Headquartered in Chicago and London, with offices throughout North America, Europe and Asia, the firm has more than 290-employees and approximately $55 billion in assets under management. Clients of the firm include a global institutional investor base domiciled in North America, Europe, Middle East, Asia and Latin America. Harrison Street was awarded Best Places to Work by Pensions & Investments for ten years (2014-2020, 2022-2024) and since 2019 has won 15 awards from PERE, including three for the 2023 Awards: Alternatives Investor of the Year – Global, Data Centers Investor of the Year – North America, and ESG Firm of the Year - North America. Harrison Street did not pay any compensation in exchange for the aforementioned awards. For more information, please visit www.harrisonst.com. Assets under management ("AUM") reflects AUM for the Firm’s investment advisory and asset management clients. The information contained on this site is for informational purposes only and should not be considered as investment advice or as a recommendation of any particular strategy or investment product. This profile should not be considered as a solicitation for services *As used in this website, unless the context otherwise requires, "Harrison Street," “HSRE”, “HS” or the "Firm" refers collectively to Harrison Street Real Estate Capital LLC, its subsidiaries, including Harrison Street Advisors.

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