Analyst-Corporate Actions

Posted 3 Days Ago
Be an Early Applicant
2 Locations
In-Office
Junior
Fintech • Payments • Financial Services
The Role
Process and monitor mandatory and voluntary corporate action events across asset classes, research event terms, coordinate elections with Portfolio Managers and custodians, process events in Aladdin, reconcile transactions, manage share restrictions, respond to stakeholder inquiries, improve procedures, mitigate risks, and support system enhancements to ensure accurate portfolio outcomes.
Summary Generated by Built In

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

As a Corporate Actions Analyst, you will be responsible for the accurate, timely, and risk-controlled processing of corporate action events across a broad range of asset classes and product types, covering both mandatory and voluntary events. The role requires proactive coordination with Portfolio Managers, Traders, Fund Accounting, Operations teams, and external Custodians to ensure seamless event management, informed election decisions, and the accurate reflection of corporate action outcomes within client portfolios. You will play a key role in safeguarding operational integrity, minimizing risk, and delivering high-quality service throughout the corporate action lifecycle.

Key Responsibilities

  • Research and develop in-depth understanding of terms and conditions of voluntary corporate actions. Coordinate the communication of elections with Portfolio Management and portfolio custodian. Responsible for instructing custodian banks of PM's decision by stated deadlines. Communicate corporate actions to impacted stakeholders.
  • Perform mandatory corporate action procedures. Monitor corporate action events and process events in Aladdin. Research and develop an in-depth understanding of the event.
  • Review corporate action transactions and ensures reconciliation with custodians. Manage share restrictions or encumbrances for corporate action related items.
  • Act as primary resource for corporate action issues for all departments. Research and respond to business partners inquires related to corporate actions.
  • Create and enhance department procedures for processes performed in the team. Continuously identify risks, mitigate these risks and improve efficiencies of workflow streams. Assist with system enhancements as necessary for the department.
    Required Qualifications
  • Master's degree with 1 to 3 years of relevant corporate actions experience.
  • Strong analytical and problem-solving skills.
  • Possess knowledge of financial securities and the investment industry.
  • Understand and interpret complex corporate action documentation.
  • Resolve issues quickly and deliver results with a high degree of accuracy.
    Preferred Qualifications
  • Excellent Communication (written and oral), Interpersonal Skills and be an Effective Team Player.
  • Ability to work independently, as well as in a team environment and meet tight deadlines.
  • Strong work ethic with high standards for accuracy and attention to detail.
  • Ability to work well with multiple business partners.
  • Working knowledge of Aladdin and its applications.

In-Office Collaboration

We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders — clients, advisors, employees and shareholders. Our employees work in the office at least three (3) days per week, with flexibility to work from home two (2) days per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Mutual Fund Operations

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Skills Required

  • Master's degree with 1 to 3 years of relevant corporate actions experience
  • Strong analytical and problem-solving skills
  • Knowledge of financial securities and the investment industry
  • Ability to understand and interpret complex corporate action documentation
  • Ability to resolve issues quickly and deliver accurate results
  • Excellent written and oral communication and interpersonal skills
  • Ability to work independently and meet tight deadlines
  • High attention to detail and strong work ethic
  • Ability to work well with multiple business partners
  • Working knowledge of Aladdin and its applications
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The Company
HQ: Seguin, TX
40 Employees

What We Do

RBFCU Wealth Management, The Garner Davis Group is a financial advisory practice of Ameriprise Financial Services, LLC. With a combined 39 years of experience, our team uses a financial planning process designed to help high net worth individuals, families and business leaders help manage their finances and assets. AREAS OF FOCUS • Family Finances • Retirement Planning Strategies • Wealth Preservation Strategies • Investment Management • Retirement Plan Distribution • Social Security Retirement Benefits • Small Business • Business Retirement Plans • Tax Planning Strategies CONNECT WITH US Phone: 979-417-0563 | 512-873-2527 OFFICE LOCATIONS 8300 N MOPAC EXPY, Suite 100, Austin, TX 78759 107 THIS WAY, Suite A, Lake Jackson, TX 77566 1 IKEA-RBFCU PKWY, Live Oak, TX 78233-2792 Please visit http://www.ameriprise.com/social for important rules and disclosures about how you and I can interact on social media

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