Analyst, Compliance

Reposted 7 Days Ago
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London, England
In-Office
Junior
Fintech • Financial Services
The Role
The Compliance Analyst will support EMEA compliance queries, develop programs, track regulatory updates, and assist in compliance reporting.
Summary Generated by Built In

Hamilton Lane is looking to expand our team to satisfy the needs of our growing client base. Hamilton Lane is built on collaboration, teamwork and integrity. Our employees pursue excellence and always strive to do the right thing. We invest in our employees, clients and partner relationships, as well as, in the technology and resources necessary to remain competitive, working in a competitive environment that inspires innovation.

What we do:

As a recognized leader in providing Private Markets Investment and Technology Solutions to clients across the globe, we manage approximately $134.9 billion in discretionary assets and have oversight of an additional $821.2 billion in non-discretionary assets as of December 31, 2024.

The Opportunity:

As a Compliance Analyst, you will report to the Head of EMEA Compliance and support all rounded compliance queries for the EMEA region. You will also assist the EMEA team on risk based compliance reviews, development of compliance programs, guidelines, and procedures, and be responsible for producing regular compliance reporting.

This position offers exposure to senior professionals and stakeholders across Hamilton Lane and provides an excellent opportunity for professional development in a collaborative and fast-paced environment.

Your responsibilities will be to:  

  • Review and approve marketing material for use in the EMEA region

  • Respond to employee compliance queries, including personal account dealings, gifts, and entertainment queries

  • Research and track regulatory updates and drafting briefing notes

  • Assist with the design, implementation, and execution of the Compliance Monitoring Programme based on the Compliance Risk Assessment

  • Coordinate with internal groups in the collection of audit requests

  • Assist with drafting and maintain compliance standard policies and procedural documents

  • Support senior compliance team colleagues with various ad hoc regulatory changes and other projects as required

Your background will include:

  • Undergraduate degree, or equivalent training and experience. LLB highly desirable

  • 1-2 years of experience in a compliance role, ideally, within asset management or private markets, but open to other financial services

  • An understanding of the financial services industry and UK and European regulations, ideally with a focus on private equity

  • Proven communication and analytical skills

  • Proficient in Microsoft Office applications

  • Must be proactive, self-starter and able to interact with people who have varied personalities and work styles

  • Additional language skills desirable: German and/or Italian

Benefits

At Hamilton Lane, our benefits philosophy is simple: to provide our employees with a competitive suite of benefits and services to help navigate through the complexities and challenges of working, living, raising a family, and eventually retiring.

To do this, Hamilton Lane offers the following benefits:

Enhancing Your Physical and Emotional Health 

Employees have access to healthcare coverage, mental health resources, health & fitness reimbursement program, and Wellness Rewards Program.

Developing Your Career

Tuition and certification reimbursement programs are available, along with continual education and development trainings for you to grow with Hamilton Lane.

 

Supporting Your Family & Community

For our communities, Hamilton Lane provides paid time off to volunteer and compensates for referring qualified candidates that join our team. 

For growing family, we offer an adoption reimbursement program, paid time off for new parents and newlyweds, and provide travel support for nursing parents.  

 

Safeguarding Your Financial Wellbeing

Hamilton Lane contributes to retirement programs and offers an employee stock purchasing plan.

Hamilton Lane is an Equal Opportunity Employer. All qualified applicants will be considered for employment without regard to their race, religion, ancestry, national origin, sex, sexual orientation, age, disability, marital status, domestic partner status, or medical condition. As a registered investment adviser, employees of Hamilton Lane may be subject to certain limitations on political contribution and personal investment activities.

Hamilton Lane is not accepting unsolicited assistance from search firms for this employment opportunity. Please, no phone calls or emails. All resumes submitted by search firms to any employee at Hamilton Lane via-email, the Internet or in any form and/or method without a valid written search agreement in place for this position will be deemed the sole property of Hamilton Lane. No fee shall be paid in the event the candidate is hired by Hamilton Lane as a result of the referral or through other means.

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The Company
HQ: Conshohocken, PA
515 Employees
Year Founded: 1991

What We Do

Hamilton Lane is an alternative investment management firm providing innovative private markets solutions to sophisticated investors around the world. The firm has been dedicated to private markets investing for more than two decades and currently has more than 470 employees operating in 18 offices throughout the U.S., Europe, Asia and the Middle East. With $92+ billion in assets under management and $665+ billion in assets under supervision*, Hamilton Lane offers a full range of investment products and services that enable clients to participate in the private markets asset class on a global and customized basis. The firm has been named a Best Place to Work in Money Management by Pensions & Investments for eight consecutive years.

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