Key Areas of Responsibilities
- Prepares information for Regulatory filings
- Works with CFO on updating policies and procedures
- Participates in testing associated with changes needed for the business
- Works with members of Head Office
- Assists in the delivery of information for the annual external audit of the broker dealer books and records
- Prepares monthly management information
- Prepares initial drafts of the annual and semi-annual financial statements, including footnotes
- Reviews accounts payable invoices to ensure proper allocation of expenses and posting into the Company’s General ledger
- Prepares daily and monthly reconciliations to ensure compliance with regulations and internal control policies
- Participates in the month-end close process, including preparing entries, reviewing and recording intercompany charges, reconcile general ledger accounts, and clean up balance sheet accounts
- Reviews expense reports to ensure proper classification of expenses and adequate support for various projects
- Recommends any changes in financial reporting processes, policies, and tools to improve efficiency in the company’s financial operations
- Works closely with CFO to ensure that the company is compliant with all fiscal regulatory and legal requirements
- Processes payments thru HSBCnet to vendors and affiliates
- Participates in ad hoc projects at the request of the CFO
Requirements
- 2-3 years of accounting experience in financial services
- Experience with SAP input and reporting is desired
- Experience in working with Head Office in a different time zone desired but not mandatory
- Series 99 preferred, required within 3 months of start date
- Series 27 FINOP license (within 18 months of hire) for career progression
- Experience in a broker/dealer with full range of products and activities desired but not mandatory
- Knowledge of US GAAP and IFRS
- Ability to work closely and effectively with various back office support units, particularly Operations/Middle Office/Compliance/IT
- Familiarity with trade processing system and enterprise systems.
Salary Range
$70,000-$90,000
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What We Do
CITIC CLSA is a wholly-owned subsidiary of CITIC Securities and its overseas business platform.
Established in Hong Kong in 1986, CITIC CLSA is Asia’s leading capital markets and investment group, committed to driving the growth strategies of global institutional investors, corporations, governments and high-net-worth individuals.
CITIC CLSA’s award-winning research, extensive Asia network, direct links to China and highly experienced financial professionals set CITIC CLSA apart from global investment banks and regional players.
Over three decades, CITIC CLSA has built an extensive Asia network with deep local knowledge and connections. Globally, we operate from 13 countries across Asia, Australia, Europe and the Americas. For further information, please visit clsa.com
