Teams at Webull Financial

Investigate transaction monitoring, sanctions, trade surveillance, and blockchain alerts involving cryptocurrency activity. Conduct asset tracing and financial crime investigations covering AML, fraud, sanctions evasion, market abuse, and manipulation. Document findings, draft and submit SARs to FinCEN, escalate suspicious cases, collaborate cross-functionally, improve monitoring processes, train employees, and produce investigation reports.

Lead and enhance Webull Advisors’ investment adviser compliance program. Responsibilities include maintaining policies and controls, assessing regulatory changes, determining compliance of proposed activities, managing examinations and audits, preparing regulatory reports, creating procedures, educating stakeholders, reviewing marketing materials under the SEC Marketing Rule, conducting annual Rule 206(4)-7 reviews, and overseeing personal securities trading and the Code of Ethics.

Manage accounts payable across multiple entities, including reviewing and approving vendor invoices, reconciling statements, resolving discrepancies, maintaining vendor records, processing employee expenses, issuing payments, and protecting sensitive financial information. The role also improves AP processes, coordinates approvals and documentation, and collaborates with internal teams and vendors.