Teams at Triad Wealth Partners, LLC

Supports the Director of Compliance in administering Triad Wealth Partners’ SEC compliance program. Responsibilities include conducting surveillance and compliance reviews, preparing regulatory filings, maintaining records, supporting audits and exams, monitoring compliance systems, updating policies, coordinating training, researching regulatory changes, and assisting member firms with compliance questions.

Provides foundational operations support for life insurance new business by maintaining application records, organizing documents, performing data entry, following up with carriers, updating Salesforce, and assisting with advisor and member communications. The coordinator supports application intake, case management, internal coordination, training, and process improvement while learning life insurance operations and underwriting fundamentals.

Owns external member gifting, employee recognition, milestone celebrations, culture programming, and the annual culture calendar. Coordinates personalized gifts, onboarding touchpoints, birthdays, awards, team experiences, meetings, supplies, and internal communications. Tracks culture expenses, prepares quarterly spending reports, manages inventory, and supports a positive, inclusive workplace culture. The role requires strong organization, creativity, discretion, communication, and follow-through.