Teams at Sound Income Group, LLC

Supports the Chief Compliance Officer and compliance team with trade reviews, representative security reviews, firm registrations, continuing education tracking, compliance reporting, inspections, recordkeeping, and regulatory documentation. The role researches compliance questions, maintains records across multiple platforms, collaborates with internal teams, and supports ongoing compliance projects. It requires strong analytical, proofreading, organizational, communication, and Microsoft Excel skills in an onsite financial services environment.

Develop and deploy AI, machine learning, generative AI, and automation solutions across business departments. Responsibilities include evaluating workflows, building data pipelines and integrations, creating AI assistants and agents, establishing governance and security controls, measuring business impact, evaluating vendors and platforms, and managing solutions from discovery through ongoing optimization.

Support accurate calculation, processing, reconciliation, collection, and distribution of advisory fees across client accounts. Coordinate with custodians and third-party vendors, maintain fee schedules and documentation, resolve billing discrepancies, execute adjustments and reimbursements, prepare client-level statements, and support process improvements and training within Operations.