Teams at PineBridge Investments

Supports investment adviser and broker-dealer compliance programs, including code of ethics, personal trading, gifts and entertainment, outside business activities, electronic communications surveillance, regulatory filings, monitoring, testing, reporting, policy maintenance, and remediation tracking. Partners with Compliance, Legal, and business stakeholders to assess risks, investigate potential violations, strengthen controls, and address evolving regulatory requirements.

Supports senior relationship managers serving institutional insurance clients. Coordinates client servicing, account opening, reporting, meetings, deliverables, internal stakeholders, CRM records, and cross-selling initiatives. The role partners with investment and operations teams across public and private markets, contributes to process improvement and event management, and may provide primary coverage for designated clients.

Manage core fund operations for onshore and offshore funds, including account opening, subscriptions, redemptions, switches, client and fund-house administration, database updates, record maintenance, and monthly sales and regulatory reporting. The role requires knowledge of fund operations, related regulations, internal controls, and operational workflows, along with strong communication, problem-solving, accountability, and deadline-management skills.