Teams at PINE Advisor Solutions

Leads the Adviser Compliance Support Services business line, overseeing strategy, P&L, budgeting, organizational structure, team development, commercial growth, and service quality. Manages Directors responsible for client delivery, establishes scalable operating frameworks, partners with executive leadership, and serves as a senior escalation point for regulatory and client matters. The role also guides integration efforts and drives profitable growth for outsourced compliance services supporting investment advisers, exempt reporting advisers, and fund managers.

Serves as named Fund Chief Compliance Officer and AML Compliance Officer for registered fund clients. Leads compliance programs, testing, risk assessments, regulatory examinations, board reporting, complex fund events, and regulatory interpretation. Manages client relationships, fund compliance staff, and service-provider oversight while supporting business development for the Fund CCO service line. Presents to fund boards and travels to client and service-provider sites up to 25% of the time.