Teams at Penn Mutual

Conduct fundamental credit research on corporate issuers across investment-grade and high-yield sectors. Build financial models, analyze statements, assess capital structures and liquidity, identify relative value opportunities, monitor portfolio holdings, prepare written research and presentations, and collaborate with portfolio managers and traders to support portfolio construction, risk management, and investment decisions.

Lead broker-dealer and RIA back-office operations including account onboarding, trading support, cashiering, disbursements, suitability, and advisor support. Drive operational standards, SLAs, KPIs, regulatory exam readiness, vendor integrations (Docupace, Pershing, DTCC), process scalability, control remediation, and team development to support financial professionals and clients.

Lead end-to-end IT risk-based audits, test ITGCs and key IT risks, manage continuous audit testing, support external audits, advise on new technologies (cloud, AI, cybersecurity), communicate findings to leadership, and lead team development and advisory projects across the enterprise.