Ocorian Benefits Overview

Supports financial management for the Americas region by leading financial close and reporting, maintaining accounting controls, managing audits and statutory compliance, overseeing cash flow activities, and providing financial analysis. The role also drives process improvement, automation, and finance transformation while mentoring accounting and shared-service teams and partnering with FP&A and business stakeholders.

Advises investment management clients on SEC and regulatory compliance, including Form ADV and other filings, compliance monitoring, testing, risk assessments, regulatory examinations, marketing material reviews, and personal trading controls. Manages client relationships and workstreams while mentoring junior compliance professionals. Requires knowledge of the Investment Advisers Act of 1940, SEC regulations, and investment adviser compliance practices.

Manage a portfolio of trust structures, ensuring accurate administration, regulatory compliance, governance, reporting, billing, and record-keeping. Build relationships with clients, beneficiaries, advisers, bankers, and investment managers; prepare trustee resolutions, conduct trust and investment reviews, monitor FATCA, CRS, and beneficial ownership obligations, and support team development.