LPL Financial

HQ
San Diego
Total Offices: 5
8,926 Total Employees
Year Founded: 1989

LPL Financial Benefits Overview

Compensation + Benefits

Offers 401(K)

Offers life insurance

Offers supplemental life insurance

Offers accidental death & dismemberment insurance

Offers disability insurance

Offers charitable contribution matching

Offers occupational accident insurance

Offers retiree health & medical

Provides adoption assistance

Provides family medical leave

Provides fertility benefits

Offers childcare benefits

Offers generous parental leave

Offers company equity

Offers performance bonuses

Offers employee discounts

Offers employee stock purchase plan

Provides a company car

Offers dental insurance

Offers health insurance

Offers mental health benefits

Offers dependent care

Offers Flexible Spending Account (FSA)

Offers vision insurance

Offers Health Savings Account (HSA)

Offers healthcare on-site

Work-Life Balance + Wellbeing

Offers company-sponsored outings

Offers gym membership

Offers an Employee Assistance Program (EAP)

Offers generous PTO

Provides paid holidays

Offers sabbatical leave

Provides military leave

Offers paid volunteer time

Provides paid sick days

Provides bereavement leave

Offers unpaid extended leave

Career Growth + Development

Provides customized development tracks

Job training & conferences

Provides tuition assistance

Offers apprenticeship programs

Company Culture

Utilizes a flexible work schedule

Offers a remote work program

Provides free snacks and drinks

Offers legal assistance

Provides a mobile phone discount

Offers diversity-based Employee Resource Groups

Recently posted jobs

12 Hours AgoSaved
In-Office or Remote
Tempe, AZ, USA
Fintech
Supervise financial advisors and OSJ managers across a designated region, ensuring compliance with LPL, FINRA, SEC, and state requirements. Resolve complex escalated issues, maintain advisor relationships, and provide education, guidance, and support for compliant business operations. The role requires extensive financial services experience, direct supervisory experience, securities licensing, knowledge of financial products and regulations, and proficiency with Microsoft applications.
14 Hours AgoSaved
In-Office
4 Locations
Fintech
Leads the enterprise AI risk and governance function, establishing multi-year strategy, governance frameworks, risk standards, assessment processes, model risk management, monitoring, control testing, and regulatory readiness. Advises executives on AI adoption and risk decisions, partners with control and technology functions, oversees third-party AI requirements, represents the firm in examinations and audits, and builds a specialized AI risk organization.
16 Hours AgoSaved
In-Office or Remote
3 Locations
Fintech
Develops tax and financial plans for advisors and clients by reviewing personal and business tax returns, analyzing financial information, identifying tax-saving opportunities, researching tax questions, and preparing and presenting tax-plan deliverables. The role also educates advisors on tax-code updates and provides expertise on personal, business, estate, state, and federal tax matters.