Teams at Hennion & Walsh

The Compliance Associate will oversee workflow, resolve trade issues, implement compliance procedures, and manage regulatory inquiries while promoting efficiency.

As an Investment Associate, you will participate in an 18-month training program to prepare for licensing and develop skills to succeed as a financial advisor, while being compensated during the study period.

As an Investment Associate, you will participate in a comprehensive training program to become a licensed financial advisor while working in a supportive environment, focusing on client relationships and financial goals.