Teams at Guggenheim Investments

Manage end-to-end accounting and financial reporting for private funds, including quarterly closes, audit preparation, investor reports, fee calculations, invoice payments, review of administrator deliverables, and regulatory filings (Form PF/ADV, PQR/PR, Reg U, TIC). Interface with investment and operations teams and drive process and reporting improvements.

Lead and manage a paralegal/legal support team for Guggenheim Investments, providing hands-on support for entity formation, corporate secretarial services, vendor contract intake, AML/KYC responses, lien searches, document management, e-billing, and cross-functional coordination. Oversee workflows, data governance, project tracking, and time-sensitive escalations while coaching staff and liaising with senior attorneys and stakeholders.

Drive growth of Guggenheim mutual fund, SMA, ETF, DCIO and UCITS products in the Mid-Atlantic. Build and maintain intermediary relationships, deliver presentations and territory business plans, track CRM activity, comply with licensing and regulatory requirements, manage expenses, and collaborate with internal wholesaling and portfolio specialists to meet sales goals.