Teams at Fidelity Investments

Leads governance frameworks, policies, reporting, dashboards, data analytics, and strategic program execution for the financial crimes unit. Coordinates cross-functional initiatives, monitors performance and data integrity, supports audits and regulatory reviews, presents executive insights, and recommends process, control, and technology improvements. Serves as a subject matter expert supporting quality control, training, governance committees, and organizational effectiveness.

Oversee fiduciary guidance and risk oversight for trust business. Responsibilities include reviewing trust documents, ensuring compliant trust administration, drafting settlement and release documents with legal guidance, developing fiduciary training, and advising prospects, clients, counsel, and internal teams on complex trust, estate, tax, investment, and regulatory matters.

Leads Fidelity’s eComm Surveillance team, overseeing electronic communications reviews, policy compliance, investigations, escalations, risk mitigation, monitoring controls, and systems enhancements. Manages and develops compliance associates, researches potential violations, communicates findings to leadership, and partners with technology and Digital Compliance teams on monitoring capabilities, reporting, and regulatory readiness.