Teams at D.A. Davidson Companies

Provides client service and operational support to financial professionals, including account maintenance, document processing, transaction assistance, fund and securities transfers, compliance adherence, financial plan support, client communications, and general administrative coordination. The role requires strong communication, attention to detail, technology proficiency, problem-solving, and the ability to manage competing priorities in a regulated financial services environment.

Processes dividends, corporate reorganizations, security payments, bond calls, UIT terminations, and client account entries. Reviews stock ownership, validates payments, tracks Financial Advisor elections, creates client notices, reconciles DTC and bank settlement reports, maintains ACH and dividend check instructions, and resolves account or branch inquiries while meeting regulatory requirements.

Provides confidential, high-level administrative support to the Chairman and CEO and CFO. Responsibilities include calendar and travel management, expense reporting, meeting and Board support, correspondence preparation, communications, event coordination, problem resolution, and liaison duties with executives, Board members, clients, and employees. The role requires sound judgment, discretion, organization, independent decision-making, and occasional business travel.