Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in Wealth Management and partner with the Business to provide a comprehensive service for Trading.
As a Trading Services Associate within the Asset & Wealth Management line of business at JPMorganChase, you will support managed investment programs, trading platforms, and day to day trade related inquiries and escalations. The role partners across Trading, Operations, Compliance, Technology, and the business to resolve issues, support key controls, and identify opportunities to improve processes and the advisor experience.
Job responsibilities
- Provide day-today trading and operational support for financial advisors and internal business partners across managed investment programs.
- Support the firm’s Order Management Systems (OMS), including researching and resolving trade, account, model, and system-related issues
- Serve as a point of contact for trade-related inquiries and assist with the timely resolution and escalation of complex issues
- Monitor trading workflows and identify potential system, data or process issues requiring escalation
- Help support audit, regulatory and compliance deliverables
- Participate in training and knowledge-sharing initiatives for Financial Advisors and internal team members
- Develop subject-matter expertise across the team’s trading platforms, managed account programs, and associated workflows
Required qualifications, capabilities and skills
- 3+ years of experience in the wealth management/asset management industry or in a supporting role.
- Working knowledge of equity and fixed income securities, trade lifecycle, and basic investment concepts.
- Strong analytical and problem solving skills with the ability to research and resolve trade, account, and system related issues.
- Strong attention to detail, particularly when working with trading activity, account restrictions, and operational controls.
- Experience supporting advisory or managed-account programs, including SMA or UMA programs.
- Familiarity with trade restrictions, security eligibility, pre-trade controls, and compliance – related trading rules.
- Familiarity with FIX connectivity and downstream/upstream trading-system workflows.
- Demonstrated ability to partner across Trading, Operations, Technology, Compliance, and business teams to resolve complex issues.
- Experience documenting procedures, identifying process improvements, and supporting system or workflow enhancements.
- Strong written and verbal communication skills with the ability to work effectively with Financial Advisors, trading teams, operations, compliance, and other business partners.
Preferred qualifications, capabilities and skills
- SIE and FINRA Series 7 Series 99 license preferred.
- Experience supporting an Order Management system (OMS), portfolio management platform, or managed account trading environment.
- Familiarity with Large Language Models (LLM’s) and generative AI tools, with an understanding of how they can be leveraged to improve productivity, research, documentation, and business processes.
- Developing experience using AI-powered analytics, workflow automation, or intelligent process tools to drive efficiency gains, reduce manual effort, or improve accuracy in operational processes.
***This is a full time, 5 day a week in-office role.
About UsWe offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans
Skills Required
- 3+ years of experience in wealth management, asset management, or a supporting role
- Working knowledge of equity and fixed income securities, trade lifecycle, and basic investment concepts
- Strong analytical and problem-solving skills for researching and resolving trade, account, and system issues
- Strong attention to detail involving trading activity, account restrictions, and operational controls
- Experience supporting advisory or managed-account programs, including SMA or UMA programs
- Familiarity with trade restrictions, security eligibility, pre-trade controls, and compliance-related trading rules
- Familiarity with FIX connectivity and upstream/downstream trading-system workflows
- Ability to partner across Trading, Operations, Technology, Compliance, and business teams
- Experience documenting procedures, identifying process improvements, and supporting system or workflow enhancements
- Strong written and verbal communication skills
- SIE and FINRA Series 7 and Series 99 licenses
- Experience supporting an OMS, portfolio management platform, or managed-account trading environment
- Familiarity with LLMs and generative AI tools
- Experience using AI-powered analytics, workflow automation, or intelligent process tools
JPMorganChase Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about JPMorganChase and has not been reviewed or approved by JPMorganChase.
-
Healthcare Strength — Health coverage is considered comprehensive, including medical, dental, and vision, alongside wellness and mental health resources. Some locations add onsite health centers and related wellbeing support.
-
Retirement Support — Retirement offerings include a 401(k)-type savings plan and related financial benefits, with options such as employee stock purchase participation. Financial planning resources are also highlighted to support long-term savings.
-
Parental & Family Support — Paid parental leave of 16 weeks for birth or adoption is available for all parents. Child care and back-up child care resources further reinforce family support.
JPMorganChase Insights
What We Do
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products. Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com. ©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.
Why Work With Us
Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.
Gallery
