Senior Regulatory Change Analyst

Posted Yesterday
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London, Greater London, England, GBR
In-Office
Senior level
Fintech
The Role
Lead and coordinate regulatory change across Vanguard Europe: assess regulatory impacts, design and implement business solutions, manage stakeholder workstreams, produce documentation and executive communications, run design workshops, mentor junior staff, and execute project plans with programme managers.
Summary Generated by Built In
This is an exciting opportunity to play a key role in helping Vanguard navigate an evolving regulatory landscape and deliver regulatory change across our European business. The successful candidate will partner with stakeholders across the organisation to assess regulatory developments, understand their implications, and support the design and implementation of effective business solutions.
This role will (i) help Vanguard assess the implications of regulations, (ii) consider how to incorporate regulatory considerations into Vanguard’s processes and (iii) ensure appropriate disclosure of these activities in reporting deliverables. Ultimately this role will fulfil the mandate to effectively implement regulatory change across our European business.

In this role you will:

  • Lead change workstreams, analysing regulation to understand the key implications, and plan, schedule, coordinate, and manage activities required to deliver the project.
  • Collaborate closely with representatives across IMG (Investment Management Group), Stewardship, PRD (Portfolio Review Department), OGC (Office of the General Counsel), Data, Distribution and Technology teams to understand where change is required to meet European regulatory requirements.
  • Produce detailed documentation to record requirements and prepare executive-level communications to summarise the high-level impact.
  • Lead workshops to design implementation solutions to incorporate considerations across the business.
  • Coach and support junior members of the team regarding best practice of business analysis and project management.
  • Develop, manage and execute project plans (working closely with programme managers) and define the roles and responsibilities of stakeholders.
  • Benefit from coaching and mentorship from Vanguard Europe’s senior management within the Finance organisation.

What it takes/qualifications:

  • Minimum of four years' related work experience, including evidence of independently leading regulatory change initiatives, managing complex stakeholder groups, strong technical understanding of wealth and asset management industry and technical regulations.
  • Experience in asset management highly desirable.
  • Diligent, with a high attention to detail.
  • Able to think critically and strategically, navigate ambiguity and identify interdependencies.
  • Effective communicator, able to articulate challenges and solutions simply and clearly.
  • Able to see and understand the big picture, while being able to deep-dive into the detail.
  • Able to build and develop strong relationships across diverse partner teams.
  • Highly organised, and good at managing and influencing stakeholders.
  • A self-starter, able to independently identify and progress workstreams.
  • Ambitious and eager to develop your career.
  • An inherent focus on strategic delivery with an ability to ‘join the dots’ across the organisation, especially against specific risk management, governance and board reporting requirements.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

Skills Required

  • Minimum of four years related work experience
  • Proven experience independently leading regulatory change initiatives
  • Experience managing complex stakeholder groups
  • Strong technical understanding of wealth and asset management industry and technical regulations
  • Experience in asset management
  • Experience developing, managing and executing project plans and defining stakeholder roles
  • Ability to produce detailed requirements documentation and executive-level communications
  • Experience leading workshops to design implementation solutions
  • Coaching or mentoring junior team members in business analysis and project management
  • High attention to detail and strong organisational skills
  • Strong communication skills, able to articulate challenges and solutions clearly
  • Ability to think critically and strategically, navigate ambiguity and identify interdependencies
  • Self-starter with ability to independently identify and progress workstreams

Vanguard Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Vanguard and has not been reviewed or approved by Vanguard.

  • Retirement Support Retirement support appears unusually strong through a 401(k) design that includes a match plus an additional employer contribution, which can materially lift long-term total rewards. HSA seeding and an enhanced employer match further strengthen the savings-and-benefits value of the package.
  • Wellbeing & Lifestyle Benefits Wellbeing and lifestyle support is reinforced by a sizable annual FlexFund stipend that can be applied across many day-to-day categories such as fitness, childcare, and other personal expenses. On-site or virtual clinics and fitness options add practical health and wellness convenience.
  • Affordable Benefits Healthcare and related benefits are positioned as comparatively affordable via heavily subsidized medical plans and broad coverage options. This affordability can offset moderate base pay for employees who place higher value on out-of-pocket cost reductions.

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The Company
HQ: Malvern, PA
20,252 Employees
Year Founded: 1975

What We Do

We are a community of 30 million who think – and feel – differently about investing. Together, we’re changing the way the world invests. Since our founding in 1975, helping our investors achieve their goals is our sole reason for existence. With no other parties to answer to and therefore no conflicting loyalties, we make every decision—like keeping investing costs as low as possible—with only your needs in mind. Vanguard is one of the world's largest investment companies, offering a large selection of high-quality low-cost mutual funds, ETFs, advice, and related services. Individual and institutional investors, financial professionals, and plan sponsors can benefit from the size, stability, and experience Vanguard offers. As of April 30, 2019, we managed more than $5.6 trillion in global assets. In addition, we have 189 funds in the United States and 225 funds in global markets. For Commenting Guidelines & Important information, visit here: http://vanguard.com/linkedin Vanguard Marketing Corporation, Distributor.

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