Senior Compliance Analyst

Senior Compliance Analyst India

At Optiver, you’ll find an environment built on collaboration, curiosity, and continuous improvement. As a leading technology-driven market maker, we thrive on solving complex challenges that power the world’s financial markets. Our Compliance team plays a crucial role in ensuring that we operate with integrity, within regulatory frameworks, and in line with Optiver’s risk appetite. That’s where you come in.

In this role, you will be part of the India Compliance team, working closely with the India Head of Compliance to support day-to-day compliance operations, regulatory obligations, and risk management processes. You will also collaborate with regional teams across APAC, contributing to Optiver’s strong culture of compliance and governance.

What you’ll do

As a Senior Compliance Analyst India, you will play a critical role in ensuring Optiver’s business operates within regulatory and internal compliance frameworks. Your key responsibilities will include:

• Managing regulatory submissions, including data collation, report preparation, and timely submission.
• Coordinating periodic audits by liaising with external auditors and internal stakeholders to ensure smooth completion and timely responses.
• Undertaking ad-hoc regulatory applications, intimation requirements, and other routine compliance tasks.
• Managing certain APAC & India core compliance tasks, including management reporting and employee-related compliance activities.
• Supporting control testing in coordination with regional compliance teams.
• Assisting in the review, maintenance, and enhancement of Optiver’s compliance policies and procedures.
• Partnering with internal teams on compliance-related matters, such as risk reviews, control testing, and trade surveillance.
• Supporting ongoing compliance monitoring, training initiatives, and awareness programs.

What you’ll get

You’ll join a culture of excellence and collaboration, surrounded by talented professionals who are driven to make an impact. At Optiver, we invest in our people to help them grow and succeed.

In return for your expertise, you’ll receive a range of benefits, including:

• A competitive, performance-based bonus structure that rewards impact and contribution.
• Opportunities to work alongside global peers in a high-performing and intellectually stimulating environment.
• Continuous learning and development opportunities to deepen your technical and regulatory knowledge.
• Daily breakfast, lunch, and access to an in-house barista.
• Corporate health insurance.
• Uber business for daily commute.
• A fun, fast-paced environment that encourages innovation and excellence.

Who you are

• Postgraduate, Chartered Accountant (CA), Company Secretary (CS), MBA, or an equivalent qualification in a related discipline.
• Minimum of 5 years of experience in a Compliance or Audit role covering stock broking or trading activities, ideally within a proprietary trading or retail trading environment.
• Strong understanding of SEBI and Exchange regulatory frameworks governing trading and broking activities.
• Demonstrated interest in automation and technology-driven solutions to streamline compliance processes.
• Strong written and verbal communication skills.
• Proven ability to prioritise and manage multiple deliverables in a fast-paced environment.
• High levels of ethics, integrity, and commitment to upholding Optiver’s standards of professionalism and compliance.

If you have any questions, feel free to contact our Recruitment team via [email protected].

Please note: We cannot accept applications via email for data protection reasons.

Diversity statement

Optiver is committed to diversity and inclusion. We encourage applications from candidates of all backgrounds and welcome requests for reasonable adjustments throughout the recruitment process.