SENIOR ASSOCIATE- WEALTH MANAGEMENT OPERATIONS

I&M Capital is a wholly owned subsidiary of the I&M Group PLC offering Wealth Management and Advisory Services. I&M Capital which has its Head Office in Nairobi, Kenya offers a myriad of Wealth Solutions which include fixed income securities locally and regionally, Collective Investment Schemes and Offshore Investments among others. I&M Capital is seeking to recruit competent and highly qualified individuals to support its Uganda entity in business development and operational support.

JOB TITLE: SENIOR ASSOCIATE- WEALTH MANAGEMENT OPERATIONS 

LOCATION: HEAD OFFICE

REPORTS TO: COUNTRY MANAGER

Job purpose:

The Job holder will be responsible for day to day processing of transactions, account

opening documentation checks and review and administrative responsibilities as assigned

from time to time.

Key Responsibilities

Unit trust operations including; client account opening, client purchases and

withdrawals.

▪ Offshore securities processing and update of transaction on I&M Capital’s

transaction processing system.

▪ Local market trades processing which includes but not limited to treasury bonds

and bills.

▪ Management and achieving client agreements and other documents

▪ Ensure unit trust statements and client reports are generated and delivered to

clients within agreed frequency and in a timely manner.

▪ Management of client queries/ enquiries and complaints with assistance.

▪ Management of invoices and/ or income collection within stipulated timelines and

credited to respective income accounts.

▪ Carry out daily bank account and stock reconciliations and clearance of

outstanding items within stipulated timelines.

▪ Ensure all system upgrades are managed in accordance with policy; all upgrades

are tested and documented.

▪ Ensure compliance with risk management policies and procedures while

processing transactions.

▪ Manage all regulatory reporting as required by local laws and regulations.

▪ Collate all management information as required from time to time.

Education Requirements

▪ A bachelor’s degree in any business-related field

▪ Chartered Institute of Securities and Investments qualification (CISI)

Work Experience

▪ At least three years’ Banking experience.

▪ Good knowledge of Wealth Management Operations

▪ Good knowledge of local and offshore markets and trading procedures

▪Good knowledge of Client onboarding requirements and policies

Key Required Competencies & Skills

• Excellent written and verbal communication skills
• Excellent time management skills & proactive in all aspects
• Outstanding interpersonal skills and ability to work across functions
• Initiative - must be a self-starter, able to work independently with drive and
• motivation and able to perform optimally under pressure and with strict deadlines
• High level of accuracy and attention to detail.
• Ability to learn new systems fast
• Resilience and drive

Note: Deadline for this job posting is Friday 13 February 2026 at 5:00pm and only shortlisted candidates will be contacted.